var rulesjsonlist = [ { "channelName": "章程", "col_id": "20646", "columnName": "article2025zc", "documents": [ { "title": "上海证券交易所章程(2021年修订)", "wenhao":"上证发〔2021〕16号", "publishtime":"2021-02-10", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/article/c/c_20250513_10778732.shtml", "apploadlist":" 上海证券交易所章程(2021年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/article/c/10778732/files/52637f3c1ab34d69ac745141aafef18c.docx" }, ] }, { "channelName": "首发", "col_id": "20649", "columnName": "firstepisode2025gpsf", "documents": [ { "title": "上海证券交易所发行上市审核规则适用指引第10号——人工智能大模型企业适用科创板第五套上市标准", "wenhao":"上证发〔2026〕65号", "publishtime":"2026-06-17", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20260617_10822578.shtml", "apploadlist":" 1_上海证券交易所发行上市审核规则适用指引第10号——人工智能大模型企业适用科创板第五套上市标准.docx2_《上海证券交易所发行上市审核规则适用指引第10号——人工智能大模型企业适用科创板第五套上市标准》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10822578/files/cf2aa4077f97475abc4fddf46442f617.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10822578/files/0f7409d59ca54a508050a1446dc3609c.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第9号——商业火箭企业适用科创板第五套上市标准", "wenhao":"上证发〔2025〕132号", "publishtime":"2025-12-26", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20251226_10803053.shtml", "apploadlist":" 《上海证券交易所发行上市审核规则适用指引第9号——商业火箭企业适用科创板第五套上市标准》起草说明.docx上海证券交易所发行上市审核规则适用指引第9号——商业火箭企业适用科创板第五套上市标准.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10803053/files/6c3c8cb940ee40388f7c424a1934432c.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10803053/files/9728a5286eaa459a817f6c3ca5b4ebe1.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第8号——资深专业机构投资者", "wenhao":"上证发〔2025〕88号", "publishtime":"2025-07-13", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250801_10787304.shtml", "apploadlist":" 上海证券交易所发行上市审核规则适用指引第8号——资深专业机构投资者.docx《上海证券交易所发行上市审核规则适用指引第8号——资深专业机构投资者》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10787304/files/6bc0687a45dc4fd49e00fad5c3659f56.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10787304/files/8d1822f70f5e4fe7b143fbf9a24168b5.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第7号——预先审阅", "wenhao":"上证发〔2025〕87号", "publishtime":"2025-07-13", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250711_10784592.shtml", "apploadlist":" 上海证券交易所发行上市审核规则适用指引第7号——预先审阅.docx《上海证券交易所发行上市审核规则适用指引第7号——预先审阅》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10784592/files/65f60350b62948ff8fd589ffc111d1ba.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10784592/files/0a016cb69190428f8faa83f3ae3c5d1f.docx" }, { "title": "以上市公司质量为导向的保荐机构执业质量评价实施办法(试行)(2025年修订)", "wenhao":"深证上〔2025〕228号", "publishtime":"2025-03-21", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250514_10778839.shtml", "apploadlist":" 《以上市公司质量为导向的保荐机构执业质量评价实施办法(试行)》修订说明.docx以上市公司质量为导向的保荐机构执业质量评价实施办法(试行)(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778839/files/0a2f9872a20a445c9de6abcdce0392c4.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778839/files/46592c10a9044542b82b462a2b27abcc.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第1号——申请文件受理(2024年修订)", "wenhao":"上证发〔2024〕55号", "publishtime":"2024-04-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778753.shtml", "apploadlist":" 上海证券交易所发行上市审核规则适用指引第1号——申请文件受理(2024年修订).docx《上海证券交易所发行上市审核规则适用指引第1号——申请文件受理(2024年修订)》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778753/files/8fbe0bd309c84d5399e230da95d4b2ad.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778753/files/69b63c131bba4cecbb4569461c5c155b.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第3号——现场督导(2024年修订)", "wenhao":"上证发〔2024〕56号", "publishtime":"2024-04-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778751.shtml", "apploadlist":" 《上海证券交易所发行上市审核规则适用指引第3号——现场督导(2024年修订)》起草说明.docx上海证券交易所发行上市审核规则适用指引第3号——现场督导(2024年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778751/files/1eb074b738a64609acb76833b85825ca.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778751/files/c537461e2c494b7588694cbfd4cef9d3.docx" }, { "title": "上海证券交易所股票发行上市审核规则(2024年4月修订)", "wenhao":"上证发〔2024〕49号", "publishtime":"2024-04-30", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250514_10778841.shtml", "apploadlist":" 上海证券交易所股票发行上市审核规则(2024年4月修订).docx《上海证券交易所股票发行上市审核规则(2024年4月修订)》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778841/files/327d65c5e46d4e7d926e4ecc70e4c6d9.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778841/files/62a86db5da8340a18a2a377a4eec7578.docx" }, { "title": "上海证券交易所科创板企业发行上市申报及推荐暂行规定(2024年4月修订)", "wenhao":"上证发〔2024〕54号", "publishtime":"2024-04-30", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250514_10778838.shtml", "apploadlist":" 《上海证券交易所科创板企业发行上市申报及推荐暂行规定(2024年4月修订)》修订说明.docx《上海证券交易所科创板企业发行上市申报及推荐暂行规定(2024年4月修订)》.docx1-1_关于发行人符合科创板定位要求的专项说明(参考示范格式).docx1-2_关于发行人符合科创板定位要求的专项意见(参考示范格式).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778838/files/0d189d33405444f3bcb77239fc8daf26.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778838/files/56769eb9088c4d9e8214ad331caca627.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778838/files/29df312f0b484053939139306a6d08e7.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778838/files/fe3a35cbbcef4a4dbce41b5929ff43e7.docx" }, { "title": "上海证券交易所上市审核委员会和并购重组审核委员会管理办法(2024年4月修订)", "wenhao":"上证发〔2024〕53号", "publishtime":"2024-04-30", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250514_10778837.shtml", "apploadlist":" 上海证券交易所上市审核委员会和并购重组审核委员会管理办法(2024年4月修订).docx《上海证券交易所上市审核委员会和并购重组审核委员会管理办法(2024年4月修订)》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778837/files/1197c5ea847945f1963d36910128e9d1.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778837/files/aed052b21d3945ba88e1423599df7b3c.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第5号——医疗器械企业适用第五套上市标准(2023年8月修订)", "wenhao":"上证发〔2023〕138号", "publishtime":"2023-08-25", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778740.shtml", "apploadlist":" 上海证券交易所发行上市审核规则适用指引第5号——医疗器械企业适用第五套上市标准(2023年8月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778740/files/d3e508a22c5446d29cd58d992f523599.docx" }, { "title": "上海证券交易所科技创新咨询委员会工作规则(2023年8月修订)", "wenhao":"上证发〔2023〕138号", "publishtime":"2023-08-25", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250514_10778831.shtml", "apploadlist":" 上海证券交易所科技创新咨询委员会工作规则(2023年8月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778831/files/071913248a8944daab181c8023a899a4.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第2号——上市保荐书内容与格式", "wenhao":"上证发〔2023〕45号", "publishtime":"2023-02-17", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778752.shtml", "apploadlist":" 《上海证券交易所发行上市审核规则适用指引第2号——上市保荐书内容与格式》起草说明.docx上海证券交易所发行上市审核规则适用指引第2号——上市保荐书内容与格式.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778752/files/34b3b9ff14214c4ca45c4727db288fc9.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778752/files/5c209dfe33934429acab9c1abdb50dd9.docx" }, { "title": "上海证券交易所发行上市审核规则适用指引第4号——创新试点红筹企业财务报告信息披露", "wenhao":"上证发〔2023〕47号", "publishtime":"2023-02-17", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778748.shtml", "apploadlist":" 《上海证券交易所发行上市审核规则适用指引第4号——创新试点红筹企业财务报告信息披露》起草说明.docx上海证券交易所发行上市审核规则适用指引第4号——创新试点红筹企业财务报告信息披露.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778748/files/61657f2e7dd844d89295c00dd3898ede.docx/sse/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/10778748/files/7988cdee346f4649b0b7f25deb5cebb4.docx" }, { "title": "关于红筹企业申报科创板发行上市有关事项的通知", "wenhao":"上证发〔2020〕44号", "publishtime":"2020-06-05", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/stocks/review/firstepisode/c/c_20250513_10778735.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "再融资", "col_id": "20650", "columnName": "refinancing2025gpzrz", "documents": [ { "title": "上海证券交易所发行上市审核规则适用指引第6号——轻资产、高研发投入认定标准(2026年修订)", "wenhao":"上证发〔2026〕30号", "publishtime":"2026-03-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/refinancing/c/c_20260327_10813273.shtml", "apploadlist":" 《上海证券交易所发行上市审核规则适用指引第6号——轻资产、高研发投入认定标准(2026年修订)》修订说明.docx上海证券交易所发行上市审核规则适用指引第6号——轻资产、高研发投入认定标准(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/refinancing/c/10813273/files/a9b289f21f164369a589971517d92bdd.docx/sse/lawandrules/sselawsrules2025/stocks/review/refinancing/c/10813273/files/3b3b386a10b6429bb0fc209eca0569d4.docx" }, { "title": "上海证券交易所上市公司证券发行上市审核规则(2025年4月修订)", "wenhao":"上证发〔2025〕58号", "publishtime":"2025-04-25", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/review/refinancing/c/c_20250514_10778844.shtml", "apploadlist":" 《上海证券交易所上市公司证券发行上市审核规则(2025年4月修订)》修订说明.docx上海证券交易所上市公司证券发行上市审核规则(2025年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/refinancing/c/10778844/files/cd2fd03ca3ad45ad9b9b98bef8637460.docx/sse/lawandrules/sselawsrules2025/stocks/review/refinancing/c/10778844/files/316d7e865ba3442caa8fd89f67a45f1b.docx" }, ] }, { "channelName": "重组", "col_id": "20651", "columnName": "recombination2025gpcz", "documents": [ { "title": "上海证券交易所上市公司重大资产重组审核规则(2025年5月修订)", "wenhao":"上证发〔2025〕70号", "publishtime":"2025-05-16", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/review/recombination/c/c_20250519_10779360.shtml", "apploadlist":" 《上海证券交易所上市公司重大资产重组审核规则(2025年5月修订)》修订说明.docx上海证券交易所上市公司重大资产重组审核规则(2025年5月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/recombination/c/10779360/files/2957b3a8344f46319656c6a3e38b8472.docx/sse/lawandrules/sselawsrules2025/stocks/review/recombination/c/10779360/files/31cf457fadda4852a2c062a894376aca.docx" }, ] }, { "channelName": "转板", "col_id": "20652", "columnName": "flap2025gpzb", "documents": [ { "title": "北京证券交易所上市公司向上海证券交易所科创板转板办法(试行)", "wenhao":"上证发〔2022〕34号", "publishtime":"2022-03-04", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/review/flap/c/c_20250514_10778852.shtml", "apploadlist":" 北京证券交易所上市公司向上海证券交易所科创板转板办法(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/flap/c/10778852/files/34067a3f57c44634b777420a71e2642f.docx" }, { "title": "上海证券交易所科创板发行上市审核规则适用指引第3号——转板上市申请文件", "wenhao":"上证发〔2021〕57号", "publishtime":"2021-07-23", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/flap/c/c_20250514_10778851.shtml", "apploadlist":" 上海证券交易所科创板发行上市审核规则适用指引第3号——转板上市申请文件.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/flap/c/10778851/files/396f6b471d994e4cada3fea050951989.docx" }, { "title": "上海证券交易所科创板发行上市审核规则适用指引第4号——转板上市报告书内容与格式", "wenhao":"上证发〔2021〕58号", "publishtime":"2021-07-23", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/flap/c/c_20250514_10778850.shtml", "apploadlist":" 上海证券交易所科创板发行上市审核规则适用指引第4号——转板上市报告书内容与格式.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/flap/c/10778850/files/7c4f176952c84611b1bc2525712e8d74.docx" }, { "title": "上海证券交易所科创板发行上市审核规则适用指引第6号——转板上市股份相关事项", "wenhao":"上证发〔2021〕60号", "publishtime":"2021-07-23", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/review/flap/c/c_20250514_10778849.shtml", "apploadlist":" 上海证券交易所科创板发行上市审核规则适用指引第6号——转板上市股份相关事项.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/review/flap/c/10778849/files/07deb9a829a04888985bd7e56077e198.docx" }, ] }, { "channelName": "发行承销", "col_id": "20653", "columnName": "issue2025gpfxcx", "documents": [ { "title": "上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订)", "wenhao":"上证发〔2026〕20号", "publishtime":"2026-02-06", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20260206_10808786.shtml", "apploadlist":" 上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订).docx《上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10808786/files/ddf989d82b4c413c84c7438cca0e69cf.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10808786/files/d94316188a3247c28d7b74f24f558b2e.docx" }, { "title": "上海证券交易所证券发行与承销规则适用指引第1号——证券上市公告书内容与格式(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10779011.shtml", "apploadlist":" 上海证券交易所证券发行与承销规则适用指引第1号——证券上市公告书内容与格式(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10779011/files/c66fb8369ada4f7993c5988d766db9d3.docx" }, { "title": "上海市场首次公开发行股票网上发行实施细则(2025年3月修订)", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778982.shtml", "apploadlist":" 上海市场首次公开发行股票网上发行实施细则(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778982/files/f1cf85ce1b304fbfacf88c842c064a6c.docx" }, { "title": "上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订)", "wenhao":"上证发〔2025〕47号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778981.shtml", "apploadlist":" 《上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订)》修订说明.docx上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778981/files/b6b89d9efcf140f59ba961a9ba7b9757.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10778981/files/8353a58ac4454677a56f30b576d6b04b.docx" }, { "title": "上海证券交易所首次公开发行证券发行与承销业务实施细则(2025年修订)", "wenhao":"上证发〔2025〕46号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778980.shtml", "apploadlist":" 《上海证券交易所首次公开发行证券发行与承销业务实施细则(2025年修订)》修订说明.docx上海证券交易所首次公开发行证券发行与承销业务实施细则(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778980/files/05f909c7e932479dae9696a45ef83a0a.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10778980/files/ebac5b86935741ed979a3fc82d7645f7.docx" }, { "title": "上海市场首次公开发行股票网下发行实施细则(2024年修订)", "wenhao":"上证发〔2024〕112号", "publishtime":"2024-08-16", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778984.shtml", "apploadlist":" 上海市场首次公开发行股票网下发行实施细则(2024年修订).docx《上海市场首次公开发行股票网下发行实施细则(2024年修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778984/files/139ab0f2ed1745a68889c5bc7c6c683f.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10778984/files/aea0c667fe804b04b3dbb53614cfda6a.docx" }, { "title": "上海证券交易所证券发行与承销规则适用指引第3号——投资价值研究报告关注事项(试行)", "wenhao":"上证发〔2024〕57号", "publishtime":"2024-04-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10779014.shtml", "apploadlist":" 《上海证券交易所证券发行与承销规则适用指引第3号——投资价值研究报告关注事项(试行)》起草说明.docx上海证券交易所证券发行与承销规则适用指引第3号——投资价值研究报告关注事项(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10779014/files/34ac6b7c6a3542dd8ad10c31c999fad7.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10779014/files/6faa7ffd4059455abbb841955f5dac64.docx" }, { "title": "上海证券交易所股票公开发行自律委员会工作规则", "wenhao":"上证发〔2023〕37号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778986.shtml", "apploadlist":" 上海证券交易所股票公开发行自律委员会工作规则.docx《上海证券交易所股票公开发行自律委员会工作规则》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778986/files/011f2571fe584afb871290e577594e3a.docx/sse/lawandrules/sselawsrules2025/stocks/issue/c/10778986/files/8463ea86d10d4ae0b6c8a9a56f884cc7.docx" }, { "title": "上海证券交易所上市公司可转换公司债券发行实施细则(2018年修订)", "wenhao":"上证发〔2018〕115号", "publishtime":"2018-12-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10778988.shtml", "apploadlist":" 上海证券交易所上市公司可转换公司债券发行实施细则(2018年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10778988/files/562a3fa830424005b2b7b1df8e53a6fa.docx" }, { "title": "上海证券交易所证券发行上市业务指引(2018年修订)", "wenhao":"上证发〔2018〕42号", "publishtime":"2018-06-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10779015.shtml", "apploadlist":" 上海证券交易所证券发行上市业务指引(2018年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10779015/files/954814b90b3d4691a665115963bad27d.docx" }, { "title": "沪市股票上网发行资金申购实施办法(2009年修订)", "wenhao":"上证发字[2009]3号", "publishtime":"2009-06-18", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/issue/c/c_20250515_10779008.shtml", "apploadlist":" 沪市股票上网发行资金申购实施办法(修订稿).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/issue/c/10779008/files/3a0ab05c91eb420f860589ac9bff7356.docx" }, ] }, { "channelName": "主板上市(挂牌)", "col_id": "20654", "columnName": "mainipo2025gpzbss", "documents": [ { "title": "上海证券交易所上市公司自律监管指引第1号——规范运作(2026年4月修订)", "wenhao":"上证发〔2026〕44号", "publishtime":"2026-04-24", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20260424_10816605.shtml", "apploadlist":" 《上海证券交易所上市公司自律监管指引第1号——规范运作(2026年4月修订)》修订说明.docx上海证券交易所上市公司自律监管指引第1号——规范运作(2026年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10816605/files/172184d1d49f4665a7ba46e4bcc0d557.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10816605/files/cf3efb9604824696acdaef2387386007.docx" }, { "title": "上海证券交易所股票上市规则(2026年4月修订)", "wenhao":"上证发〔2026〕42号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20260424_10816589.shtml", "apploadlist":" 《上海证券交易所股票上市规则(2026年4月修订)》修订说明.docx上海证券交易所股票上市规则(2026年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10816589/files/3eba04a491714ee4a21f3724b39f4158.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10816589/files/3bd33cd0e271469e9fc311c81f1b02d8.docx" }, { "title": "上海证券交易所上市公司自律监管指引第8号——股份变动管理(2025年4月修订)", "wenhao":"上证发〔2025〕61号", "publishtime":"2025-04-25", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779135.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第8号——股份变动管理(2025年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779135/files/68912eaeb4aa42058ac50c5ea676b444.docx" }, { "title": "上海证券交易所上市公司自律监管指引第2号——信息披露事务管理(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250515_10779032.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第2号——信息披露事务管理(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779032/files/628af2d1e6fe4f489f1f1f0a6b741c24.docx" }, { "title": "中国证券登记结算有限责任公司 上海证券交易所B转H业务实施细则(2025年3月修订)", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779155.shtml", "apploadlist":" 中国证券登记结算有限责任公司 上海证券交易所B转H业务实施细则(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779155/files/9575662a3c7c4f3582c6914be0310187.docx" }, { "title": "上海证券交易所上市公司自律监管指引第15号——股东及董事、高级管理人员减持股份(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779152.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第15号——股东及董事、高级管理人员减持股份(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779152/files/acf3deb4982e48be85327d4ef62b8911.docx" }, { "title": "上海证券交易所上市公司自律监管指引第12号——可转换公司债券(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779148.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第12号——可转换公司债券(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779148/files/98a46b1751b44006bfec513233a5a0ec.docx" }, { "title": "上海证券交易所上市公司自律监管指引第11号——持续督导(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779139.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第11号——持续督导(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779139/files/3ab8f81cc3214f5890193c958ad526fc.docx" }, { "title": "上海证券交易所上市公司自律监管指引第10号——纪律处分实施标准(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779137.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第10号——纪律处分实施标准(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779137/files/558c184e4ea4415f80fcd96ff264e349.docx" }, { "title": "上海证券交易所上市公司自律监管指引第7号——回购股份(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779134.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第7号——回购股份(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779134/files/0f2fc421931a462698162bb874d830d9.docx" }, { "title": "上海证券交易所上市公司自律监管指引第6号——重大资产重组(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779132.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第6号——重大资产重组(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779132/files/98ef92cd80ed49e8b2dab9aab00546ba.docx" }, { "title": "上海证券交易所上市公司自律监管指引第5号——交易与关联交易(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779128.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第5号——交易与关联交易(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779128/files/5d5422bfa0744c15bb068d0c9b9bf6c4.docx" }, { "title": "上海证券交易所上市公司自律监管指引第4号——停复牌(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779127.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第4号——停复牌(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779127/files/a0a0af31447746c29ed0e85d06898d78.docx" }, { "title": "上海证券交易所上市公司自律监管指引第13号——破产重整等事项(2025年修订)", "wenhao":"上证发〔2025〕30号", "publishtime":"2025-03-14", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779149.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第13号——破产重整等事项(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779149/files/18aa930842494e0b8105477afaca2071.docx" }, { "title": "上海证券交易所上市公司自律监管指引第9号——信息披露工作评价(2025年3月修订)", "wenhao":"上证发〔2025〕26号", "publishtime":"2025-03-14", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779136.shtml", "apploadlist":" 《上海证券交易所上市公司自律监管指引第9号——信息披露工作评价(2025年3月修订)》修订说明.docx上海证券交易所上市公司自律监管指引第9号——信息披露工作评价(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779136/files/32f9e4e4ae75415ebba2cb43ac99abc5.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779136/files/9970daec05f64c208e4da65a2b8939cb.docx" }, { "title": "上海证券交易所上市公司自律监管指引第14号——可持续发展报告(试行)", "wenhao":"上证发〔2024〕33号", "publishtime":"2024-04-12", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779150.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第14号——可持续发展报告(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779150/files/428e7f14e15e4b42ae71a5bb01647460.docx" }, { "title": "上海证券交易所优先股试点业务实施细则", "wenhao":"上证发〔2023〕38号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779153.shtml", "apploadlist":" 《上海证券交易所优先股试点业务实施细则》起草说明.docx上海证券交易所优先股试点业务实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779153/files/cc56f4a928c142cc87d2107bc86acec1.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779153/files/a5ee7a93848146ebb0d84a0cb12b217e.docx" }, { "title": "关于退市公司进入退市板块挂牌转让的实施办法", "wenhao":"股转系统公告〔2022〕166号", "publishtime":"2022-04-29", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779154.shtml", "apploadlist":" 关于退市公司进入退市板块挂牌转让的实施办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779154/files/eb7e4230c3854e718f4c65acbae8860c.docx" }, { "title": "上海证券交易所上市公司自律监管指引第3号——行业信息披露", "wenhao":"上证发〔2022〕4号", "publishtime":"2022-01-07", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250619_10782390.shtml", "apploadlist":" 第一号——房地产.docx第二号——煤炭.docx第三号——电力.docx第四号——零售.docx第五号——汽车制造.docx第六号——医药制造.docx第七号——钢铁.docx第八号——建筑.docx第九号——光伏.docx第十号——服装.docx第十一号——新闻出版.docx第十二号——酒制造.docx第十三号——化工.docx第十四号——食品制造.docx第十五号——家具制造.docx第十六号——有色金属.docx上海证券交易所上市公司自律监管指引第3号 行业信息披露.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/81546fb1471b471da4391a492f69232f.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/b40c6964523f4e63bf87ed27e36601bf.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/9d2d5b8b846745f0b21df94fe4c7994e.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/3b34b6b0c89445c6a557435de1d9074b.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/485ae94dfa6844369f17ad2d0cb37740.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/af0bbf754cfc4e2bbc059b0f584f5e04.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/41294f67abe74c168538783ab05131bd.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/9e05c6f077b147398971a3ec7540d330.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/c3b9c219cb714fa28fdfad2655917ee5.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/d6045c74b81a47f6ba545b6198301eef.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/3f95a4719211417a8d4f5364ce6364fe.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/f12e0e81f57d47f489f52e2557cd9599.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/f2fa4e8a005d4f078c9fe5daacdadb91.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/0363858ed22349f28ff803aa9290b40f.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/85bdbbf5f53c45edaf81b49175b4e337.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/a1ba726376004dbaa160c07d7b0acc57.docx/sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10782390/files/dab220f27bb74a62aabf6ed1075aa5dc.docx" }, { "title": "上海证券交易所上市公司创业投资基金股东减持股份实施细则(2020年修订)", "wenhao":"上证发〔2020〕14号", "publishtime":"2020-03-06", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/mainipo/c/c_20250516_10779157.shtml", "apploadlist":" 上海证券交易所上市公司创业投资基金股东减持股份实施细则(2020年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/mainipo/c/10779157/files/f23ce29dc1ff4c13a32db4023a72c3e3.docx" }, ] }, { "channelName": "科创板上市(挂牌)", "col_id": "20655", "columnName": "staripo2025gpkcbss", "documents": [ { "title": "上海证券交易所科创板上市公司自律监管指引第1号——规范运作(2026年4月修订)", "wenhao":"上证发〔2026〕45号", "publishtime":"2026-04-24", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20260424_10816612.shtml", "apploadlist":" 上海证券交易所科创板上市公司自律监管指引第1号——规范运作(2026年4月修订).docx《上海证券交易所科创板上市公司自律监管指引第1号——规范运作(2026年4月修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10816612/files/f513acb6866949eab90f99712def7717.docx/sse/lawandrules/sselawsrules2025/stocks/staripo/c/10816612/files/e72eadc7de1c4754841bd0cb0bbba9ec.docx" }, { "title": "上海证券交易所科创板股票上市规则(2026年4月修订)", "wenhao":"上证发〔2026〕43号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20260424_10816592.shtml", "apploadlist":" 《上海证券交易所科创板股票上市规则(2026年4月修订)》修订说明.docx上海证券交易所科创板股票上市规则(2026年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10816592/files/d3bb5718178d4d68b7b43898aa4ed142.docx/sse/lawandrules/sselawsrules2025/stocks/staripo/c/10816592/files/46c70bc5f8df415a847ec1173fb575ec.docx" }, { "title": "上海证券交易所科创板上市公司自律监管指引第5号——科创成长层", "wenhao":"上证发〔2025〕86号", "publishtime":"2025-07-13", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20250711_10784589.shtml", "apploadlist":" 上海证券交易所科创板上市公司自律监管指引第5号——科创成长层.docx《上海证券交易所科创板上市公司自律监管指引第5号——科创成长层》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10784589/files/a8b63c1577224c95b1b4a633ffedd003.docx/sse/lawandrules/sselawsrules2025/stocks/staripo/c/10784589/files/15bd7732ac864eb48d5897c0aa9c7062.docx" }, { "title": "上海证券交易所 中国证券登记结算有限责任公司科创板上市公司股东以向特定机构投资者询价转让和配售方式减持股份业务指引(2025年3月修订)", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20250519_10779379.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司科创板上市公司股东以向特定机构投资者询价转让和配售方式减持股份业务指引(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10779379/files/41f66512ba814e78a8e362c6f9a62a9a.docx" }, { "title": "上海证券交易所科创板上市公司自律监管指引第4号——询价转让和配售(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20250519_10779373.shtml", "apploadlist":" 上海证券交易所科创板上市公司自律监管指引第4号——询价转让和配售(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10779373/files/3e1a3f4d630548fe8017a35b923b9163.docx" }, { "title": "上海证券交易所科创板上市公司自律监管指引第2号——自愿信息披露(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20250519_10779364.shtml", "apploadlist":" 上海证券交易所科创板上市公司自律监管指引第2号——自愿信息披露(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10779364/files/61eed249c8ba49dfb99abd08ca95adfb.docx" }, { "title": "关于发布科创板上市公司持续监管通用业务规则目录的通知", "wenhao":"上证发〔2023〕7号", "publishtime":"2023-01-13", "level":"两板通用规则", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20250519_10779383.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所科创板上市公司自律监管指引第3号——科创属性持续披露及相关事项", "wenhao":"上证发〔2022〕14号", "publishtime":"2022-01-07", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/stocks/staripo/c/c_20220107_10783254.shtml", "apploadlist":" 上海证券交易所科创板上市公司自律监管指引第3号——科创属性持续披露及相关事项.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/staripo/c/10783254/files/cc22842deab54f408212f2a7387d5bed.docx" }, ] }, { "channelName": "股票交易", "col_id": "20656", "columnName": "exchange2025gpjy", "documents": [ { "title": "上海证券交易所交易规则(2026年修订)", "wenhao":"上证发〔2026〕41号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20260424_10816482.shtml", "apploadlist":" 《上海证券交易所交易规则(2026年修订)》暂缓实施条文.docx《上海证券交易所交易规则(2026年修订)》起草说明.docx上海证券交易所交易规则(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/exchange/c/10816482/files/c4510656662e48dc9d8d0deb8cc864b3.docx/sse/lawandrules/sselawsrules2025/stocks/exchange/c/10816482/files/e1714f2ce19948ce8917d5c86257205c.docx/sse/lawandrules/sselawsrules2025/stocks/exchange/c/10816482/files/e3a3b98e36894edca77841837936e006.docx" }, { "title": "关于注册制下股票和存托凭证暂不作为股票质押回购及约定购回交易标的证券的通知", "wenhao":"上证发〔2023〕43号", "publishtime":"2023-02-17", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779408.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所科创板股票异常交易实时监控细则", "wenhao":"上证发〔2023〕40号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779400.shtml", "apploadlist":" 上海证券交易所科创板股票异常交易实时监控细则.docx《上海证券交易所科创板股票异常交易实时监控细则》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779400/files/06022bf38db84329bdbcaed849b1226a.docx/sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779400/files/a19344604c6b484aa241707a7b01bc54.docx" }, { "title": "上海证券交易所主板股票异常交易实时监控细则", "wenhao":"上证发〔2023〕39号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779397.shtml", "apploadlist":" 上海证券交易所主板股票异常交易实时监控细则.docx《上海证券交易所主板股票异常交易实时监控细则》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779397/files/b1f3785a30464bfcb0c186f6e56149d0.docx/sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779397/files/1b938a701f7742c2a86e3ac0fe4176b4.docx" }, { "title": "中国证券金融股份有限公司 上海证券交易所 中国证券登记结算有限责任公司科创板做市借券业务细则", "wenhao":"中证金发〔2022〕38号", "publishtime":"2022-10-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779402.shtml", "apploadlist":" 《中国证券金融股份有限公司 上海证券交易所 中国证券登记结算有限责任公司科创板做市借券业务细则》.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779402/files/a8f07f6abecc4cad865e09ef7ff709a2.docx" }, { "title": "上海证券交易所科创板股票做市交易业务实施细则", "wenhao":"上证发〔2022〕112号", "publishtime":"2022-07-15", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779404.shtml", "apploadlist":" 上海证券交易所科创板股票做市交易业务实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/exchange/c/10779404/files/8fe346cb3746489fb8a8c589af81a4a9.docx" }, { "title": "关于上市公司股权分置改革实施后有关交易事项的通知", "wenhao":"上证交字〔2005〕7号", "publishtime":"2005-06-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/stocks/exchange/c/c_20250519_10779413.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "试点创新企业", "col_id": "20657", "columnName": "innovative2025gpsdcxqy", "documents": [ { "title": "试点创新企业股票或存托凭证交易风险揭示书必备条款", "wenhao":"上证发〔2018〕44号", "publishtime":"2018-06-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/innovative/c/c_20250520_10779474.shtml", "apploadlist":" 试点创新企业股票或存托凭证交易风险揭示书必备条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/innovative/c/10779474/files/0e9d50733ed8480782a09afaf7398a61.docx" }, { "title": "上海证券交易所试点创新企业股票或存托凭证上市交易实施办法", "wenhao":"上证发〔2018〕38号", "publishtime":"2018-06-15", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/stocks/innovative/c/c_20250520_10779471.shtml", "apploadlist":" 上海证券交易所试点创新企业股票或存托凭证上市交易实施办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/innovative/c/10779471/files/7a8d5fcbbb0a46df9194ca22154b305c.docx" }, ] }, { "channelName": "股权分置改革", "col_id": "20658", "columnName": "reform2025gpgqfzgg", "documents": [ { "title": "关于对未股改股票实施差异化交易监管的通知", "wenhao":"上证发〔2014〕3号", "publishtime":"2014-01-07", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/stocks/reform/c/c_20250520_10779478.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上市公司股权分置改革保荐工作指引", "wenhao":"上证法字[2005]9号", "publishtime":"2005-09-16", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/reform/c/c_20250520_10779484.shtml", "apploadlist":" 《上市公司股权分置改革保荐工作指引》.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/reform/c/10779484/files/d7f5f591e5bb40138877c6bcc1a7d965.docx" }, { "title": "上市公司股权分置改革业务操作指引", "wenhao":"上证法字[2005]7号", "publishtime":"2005-09-07", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/reform/c/c_20250520_10779481.shtml", "apploadlist":" 上市公司股权分置改革业务操作指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/reform/c/10779481/files/66472d5b65f345949cd2a7f139e339e5.docx" }, { "title": "上市公司股权分置改革说明书格式指引", "wenhao":"上证法字[2005]8号", "publishtime":"2005-09-06", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/stocks/reform/c/c_20250520_10779479.shtml", "apploadlist":" 上市公司股权分置改革说明书格式指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/stocks/reform/c/10779479/files/cfc4fec6970d490fac36415a2ca9c049.docx" }, ] }, { "channelName": "发行上市审核", "col_id": "20660", "columnName": "review2025zqfxss", "documents": [ { "title": "上海证券交易所公司债券发行上市审核规则适用指引第6号——知名成熟发行人优化审核(2026年修订)", "wenhao":"上证发〔2026〕96号", "publishtime":"2026-09-04", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20260904_10831327.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第6号——知名成熟发行人优化审核(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10831327/files/5d96a33eb9104d9d912bce016bfede45.docx" }, { "title": "上海证券交易所公司债券发行上市审核规则适用指引第5号——审核会(2026年修订)", "wenhao":"上证发〔2026〕40号", "publishtime":"2026-04-24", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20260424_10816465.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第5号——审核会(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10816465/files/5f783f8f334e48f7b60f7e12f1b06b70.docx" }, { "title": "上海证券交易所公司债券发行上市审核规则适用指引第2号——专项品种公司债券(2026年修订)", "wenhao":"上证发〔2026〕11号", "publishtime":"2026-01-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20260130_10807564.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第2号——专项品种公司债券(2026年修订) .docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10807564/files/b9ccd601637f45e8acc025b515af089e.docx" }, { "title": "关于进一步支持发行科技创新债券服务新质生产力的通知", "wenhao":"上证发〔2025〕65号", "publishtime":"2025-05-07", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20250519_10779403.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所公司债券发行上市审核规则适用指引第3号——审核重点关注事项(2025年修订)", "wenhao":"上证发〔2025〕45号", "publishtime":"2025-03-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20250519_10779394.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第3号——审核重点关注事项(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10779394/files/8a21ff89505a4b24a4d6738569a9d80e.docx" }, { "title": "上海证券交易所公司债券发行上市审核规则适用指引第4号——审核程序", "wenhao":"上证发〔2023〕170号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20250519_10779395.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第4号——审核程序.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10779395/files/a418cd358bc143c39090102bd45ec9c1.docx" }, { "title": "上海证券交易所公司债券发行上市审核规则适用指引第1号——申请文件及编制(2023年修订)", "wenhao":"上证发〔2023〕167号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20250519_10779380.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则适用指引第1号——申请文件及编制(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10779380/files/f91630768ebc43dd8fbad0c4da977564.docx" }, { "title": "上海证券交易所公司债券发行上市审核规则(2023年修订)", "wenhao":"上证发〔2023〕162号", "publishtime":"2023-10-20", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/review/c/c_20250519_10779371.shtml", "apploadlist":" 上海证券交易所公司债券发行上市审核规则(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/review/c/10779371/files/e019fc5af77f4e1c91bf8c4ef26cf06b.docx" }, ] }, { "channelName": "发行承销", "col_id": "20661", "columnName": "issue2025zqgqfxcx", "documents": [ { "title": "关于试点公司债券续发行和资产支持证券扩募业务有关事项的通知", "wenhao":"上证发〔2025〕71号", "publishtime":"2025-05-21", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250609_10781300.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所公司债券发行承销规则适用指引第1号——发行备案(2024年修订)", "wenhao":"上证发〔2024〕107号", "publishtime":"2024-07-26", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250519_10779427.shtml", "apploadlist":" 上海证券交易所公司债券发行承销规则适用指引第1号——发行备案(2024年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/issue/c/10779427/files/36fa30fb2cf34fe3a3b3f946f04ff0c0.docx" }, { "title": "关于进一步规范债券发行业务有关事项的通知", "wenhao":"上证发〔2024〕4号", "publishtime":"2024-01-12", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250519_10779434.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所公司债券发行承销规则适用指引第2号——簿记建档", "wenhao":"上证发〔2023〕174号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250519_10779426.shtml", "apploadlist":" 上海证券交易所公司债券发行承销规则适用指引第2号——簿记建档.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/issue/c/10779426/files/4bd7ad3cbb4c4ae08a122883308b351a.docx" }, { "title": "上海证券交易所公司债券发行承销规则", "wenhao":"上证发〔2023〕163号", "publishtime":"2023-10-20", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250519_10779422.shtml", "apploadlist":" 上海证券交易所公司债券发行承销规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/issue/c/10779422/files/6048bf04cece4d1eab1649631dd56b5f.docx" }, { "title": "上海证券交易所债券招标发行业务操作指引", "wenhao":"上证发〔2013〕25号", "publishtime":"2013-12-24", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/issue/c/c_20250519_10779432.shtml", "apploadlist":" 发行人工作人员名单.docx发行人承销商或投标参与人名单.docx应急分销书样例.docx上海证券交易所债券招标发行业务操作指引.docx应急投标书样例.docx债券发行系统操作委托书样例.docx债券发行业务联系人及电话.docx债券发行系统用户数字证书办理流程.docx债券招标发行承诺函样例.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/14aecbb427924228853c05b9b446d17b.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/03a6cf0cbc4349849ac063a1aed34951.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/77ee0437cc6649aa965581eb9d7ecb20.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/d06c821c1c504740a9c9ffa8027b3ffe.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/323930ce9da84941b68745592ee20604.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/c9ebdbe5cab44d8fa62093f8a084fe01.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/a4772c01a5af464ca09667eb3a0576f3.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/fff630c05e8f48b5ae4ee84f85349f92.docx/sse/lawandrules/sselawsrules2025/bond/issue/c/10779432/files/5fa245d9100c4c06b9c5407b5620d185.docx" }, ] }, { "channelName": "公司债券上市(挂牌)", "col_id": "20663", "columnName": "corporatebond2025zqgszqss", "documents": [ { "title": "上海证券交易所债券自律监管规则适用指引第6号——信息披露事务负责人履职", "wenhao":"上证发〔2025〕134号", "publishtime":"2025-12-26", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20251226_10803074.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第6号——信息披露事务负责人履职.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10803074/files/11dec2e7142e42d5aca9b406a6282856.docx" }, { "title": "关于进一步优化债券购回业务有关事项的通知", "wenhao":"上证发〔2025〕105号", "publishtime":"2025-09-19", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250919_10792156.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于开展债务重组类债券置换业务有关事项的通知", "wenhao":"上证发〔2025〕29号", "publishtime":"2025-03-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780816.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于中国铁路建设债券发行上市交易有关事项的通知", "wenhao":"上证发〔2024〕126号", "publishtime":"2024-09-13", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780817.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所债券自律监管规则适用指引第4号——公司债券和资产支持证券信用风险管理", "wenhao":"上证发〔2023〕176号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780814.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第4号——公司债券和资产支持证券信用风险管理.docx同步废止的业务规则、业务指南清单.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10780814/files/ba835303bc0a40119745ed67abd365eb.docx/sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10780814/files/3fd3efb1e2724535af4ea9e9ce9c6722.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第1号——公司债券持续信息披露(2023年10月修订)", "wenhao":"上证发〔2023〕175号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250520_10779485.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第1号——公司债券持续信息披露(2023年10月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10779485/files/e1a7faf2a713423380115f88059289a7.docx" }, { "title": "上海证券交易所公司债券上市规则(2023年修订)", "wenhao":"上证发〔2023〕164号", "publishtime":"2023-10-20", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250520_10779480.shtml", "apploadlist":" 上海证券交易所公司债券上市规则(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10779480/files/19830feba95f4053910eb9bbf994a703.docx" }, { "title": "上海证券交易所非公开发行公司债券挂牌规则(2023年修订)", "wenhao":"上证发〔2023〕165号", "publishtime":"2023-10-20", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250520_10779473.shtml", "apploadlist":" 上海证券交易所非公开发行公司债券挂牌规则(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10779473/files/27d63de6ff704c93afb3df48f24ff895.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行)", "wenhao":"上证发〔2022〕128号", "publishtime":"2022-08-12", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780812.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10780812/files/cbc4ab50158f4c64a4a8bae0f01deea4.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第2号——公司债券和资产支持证券信息披露直通车业务", "wenhao":"上证发〔2021〕71号", "publishtime":"2021-09-06", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780813.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第2号——公司债券和资产支持证券信息披露直通车业务.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10780813/files/c83b9e1bbb7d4d45a0c596518bc6d1f3.docx" }, { "title": "非上市公司非公开发行可转换公司债券业务实施办法", "wenhao":"上证发〔2019〕89号", "publishtime":"2019-08-30", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250520_10779483.shtml", "apploadlist":" 非上市公司非公开发行可转换公司债券业务实施办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10779483/files/a5475b7346604398ba854bf34aa24575.docx" }, { "title": "上海证券交易所非公开发行公司债券挂牌条件确认业务指引", "wenhao":"上证发〔2015〕93号", "publishtime":"2015-12-03", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/c_20250604_10780815.shtml", "apploadlist":" 上海证券交易所非公开发行公司债券挂牌条件确认业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/corporatebond/c/10780815/files/fd3b347cb6cc4b6fbd35710748984f56.docx" }, ] }, { "channelName": "资产支持证券上市(挂牌)", "col_id": "20664", "columnName": "assets2025zqzczczqss", "documents": [ { "title": "上海证券交易所资产支持证券挂牌条件确认规则适用指引第2号——大类基础资产(2026年修订)", "wenhao":"上证发〔2026〕81号", "publishtime":"2026-07-24", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20260724_10826663.shtml", "apploadlist":" 上海证券交易所资产支持证券挂牌条件确认规则适用指引第2号——大类基础资产(2026年修订).docx《上海证券交易所资产支持证券挂牌条件确认规则适用指引第2号——大类基础资产》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10826663/files/c92e6438ceb549ec995c3835f0e1bde4.docx/sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10826663/files/20c77e4f29ac4d25bba577a3e8c4f50a.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第5号——资产支持证券持续信息披露", "wenhao":"上证发〔2024〕30号", "publishtime":"2024-03-29", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780832.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第5号——资产支持证券持续信息披露.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780832/files/21d97e70e66f48129571c8e0ffb0a31a.docx" }, { "title": "上海证券交易所资产支持证券业务规则", "wenhao":"上证发〔2024〕29号", "publishtime":"2024-03-29", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780819.shtml", "apploadlist":" 《上海证券交易所资产支持证券业务规则》起草说明.docx上海证券交易所资产支持证券业务规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780819/files/fa181c8faf454ff7b97c87dba7385b6d.docx/sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780819/files/5a5e0f70a8094da4b1a7237f9810651f.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第4号——公司债券和资产支持证券信用风险管理", "wenhao":"上证发〔2023〕176号", "publishtime":"2023-10-20", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780831.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第4号——公司债券和资产支持证券信用风险管理.docx同步废止的业务规则、业务指南清单.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780831/files/d1a44c2628a24491a7ae9e04a3b2799a.docx/sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780831/files/a29c63a0ad414b16afe93726811b50d1.docx" }, { "title": "上海证券交易所资产支持证券挂牌条件确认规则适用指引第5号——保险资产管理公司开展资产证券化业务相关要求(试行)", "wenhao":"上证发〔2023〕55号", "publishtime":"2023-03-03", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780820.shtml", "apploadlist":" 上海证券交易所资产支持证券挂牌条件确认规则适用指引第5号——保险资产管理公司开展资产证券化业务相关要求(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780820/files/d630fa8ef1cb4c1f90a64fbdb35c3284.docx" }, { "title": "上海证券交易所资产支持证券挂牌条件确认规则适用指引第4号——特定品种资产支持证券", "wenhao":"上证发〔2022〕167号", "publishtime":"2022-12-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780828.shtml", "apploadlist":" 上海证券交易所资产支持证券挂牌条件确认规则适用指引第4号——特定品种资产支持证券.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780828/files/1c5ae7cb235f477fb4b18b872a0edef6.docx" }, { "title": "上海证券交易所资产支持证券挂牌条件确认规则适用指引第3号——分类审核", "wenhao":"上证发〔2022〕166号", "publishtime":"2022-12-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780827.shtml", "apploadlist":" 上海证券交易所资产支持证券挂牌条件确认规则适用指引第3号——分类审核.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780827/files/251b2ba45e5049f4803603deb796bd32.docx" }, { "title": "上海证券交易所资产支持证券挂牌条件确认规则适用指引第1号——申请文件及编制", "wenhao":"上证发〔2022〕164号", "publishtime":"2022-12-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780824.shtml", "apploadlist":" 上海证券交易所资产支持证券挂牌条件确认规则适用指引第1号——申请文件及编制.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780824/files/3e4c5dc2d8e244a195d124e3a62f94b9.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行)", "wenhao":"上证发〔2022〕128号", "publishtime":"2022-08-12", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780829.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780829/files/c45f283b1bf446428bc6df3c0215e5df.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第2号——公司债券和资产支持证券信息披露直通车业务", "wenhao":"上证发〔2021〕71号", "publishtime":"2021-09-06", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/listing/assets/c/c_20250604_10780830.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第2号——公司债券和资产支持证券信息披露直通车业务.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/listing/assets/c/10780830/files/4ece67ccb89843f2917e612ca5f9e531.docx" }, ] }, { "channelName": "债券交易通用", "col_id": "20666", "columnName": "currency2025zqzqjyty", "documents": [ { "title": "关于支持境外机构投资者开展上海证券交易所债券回购业务有关事项的通知", "wenhao":"上证发〔2025〕129号", "publishtime":"2025-12-19", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20251219_10802253.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所债券交易规则适用指引第5号——交易中介服务", "wenhao":"上证发〔2025〕50号", "publishtime":"2025-04-03", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781045.shtml", "apploadlist":" 上海证券交易所债券交易规则适用指引第5号——交易中介服务.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781045/files/ad3ed985ebe54b09a574071c9b4122c3.docx" }, { "title": "关于可转换公司债券适当性管理相关事项的通知(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781052.shtml", "apploadlist":" 关于可转换公司债券适当性管理相关事项的通知(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781052/files/47db7516a59345fdb32e41a9f1ac5b7e.docx" }, { "title": "上海证券交易所可转换公司债券交易实施细则(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781040.shtml", "apploadlist":" 上海证券交易所可转换公司债券交易实施细则(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781040/files/0cd49df084af4d6c913313fa4d3df3ad.docx" }, { "title": "上海证券交易所 中国证券登记结算有限责任公司债券借贷业务办法", "wenhao":"上证发〔2023〕188号", "publishtime":"2023-11-24", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250604_10780836.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司债券借贷业务办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10780836/files/c8d880d77e37483b909abf5886a7b755.docx" }, { "title": "上海证券交易所债券市场投资者适当性管理办法(2023年修订)", "wenhao":"上证发〔2023〕166号", "publishtime":"2023-10-20", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781044.shtml", "apploadlist":" 上海证券交易所债券市场投资者适当性管理办法(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781044/files/6b56460dbbc344ec847beed5acedf76a.docx" }, { "title": "上海证券交易所 中国证券登记结算有限责任公司境外机构投资者债券交易及登记结算业务实施细则", "wenhao":"上证发〔2022〕99号", "publishtime":"2022-06-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781043.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司境外机构投资者债券交易及登记结算业务实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781043/files/5822bbeabe204202bb10665f6ba28f00.docx" }, { "title": "关于债券匹配成交盘中临时停牌及有关事项的通知", "wenhao":"上证发〔2022〕72号", "publishtime":"2022-05-13", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781053.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所债券交易规则适用指引第1号——债券交易参与人管理", "wenhao":"上证发〔2022〕25号", "publishtime":"2022-01-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781049.shtml", "apploadlist":" 上海证券交易所债券交易规则适用指引第1号——债券交易参与人管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781049/files/7c77ea636a9145bfa01667e305bad43c.docx" }, { "title": "上海证券交易所债券交易规则适用指引第2号——债券通用质押式回购交易", "wenhao":"上证发〔2022〕26号", "publishtime":"2022-01-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781048.shtml", "apploadlist":" 上海证券交易所债券交易规则适用指引第2号——债券通用质押式回购交易.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781048/files/9c80d6d104164618b79f679aff8de1da.docx" }, { "title": "上海证券交易所债券交易规则适用指引第3号——债券做市业务", "wenhao":"上证发〔2022〕27号", "publishtime":"2022-01-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781046.shtml", "apploadlist":" 上海证券交易所债券交易规则适用指引第3号——债券做市业务.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781046/files/6fb0a264856d45289baaac6d31180fb6.docx" }, { "title": "关于发布施行《上海证券交易所债券交易规则》及有关事项的通知", "wenhao":"上证发〔2022〕24号", "publishtime":"2022-01-27", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250604_10780834.shtml", "apploadlist":" 《上海证券交易所债券交易规则》暂缓实施条款.docx同步废止的债券交易类业务规则及指南清单.docx上海证券交易所债券交易规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10780834/files/65b759d974a0442d979c163a6416219e.docx/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10780834/files/2c78762df97844d5865eb577782417a6.docx/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10780834/files/b3a216c0de714cdc9d13ba97fe04f4d7.docx" }, { "title": "银行间债券市场与交易所债券市场互联互通业务暂行办法", "wenhao":"上证发〔2022〕21号", "publishtime":"2022-01-20", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250604_10780835.shtml", "apploadlist":" 银行间债券市场与交易所债券市场互联互通业务暂行办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10780835/files/8ef3ff671dfc4e4fbaf9cd02baa92744.docx" }, { "title": "中国证券登记结算有限责任公司 上海证券交易所 深圳证券交易所债券质押式回购交易结算风险控制指引(2021年修订版)", "wenhao":"中国结算发字〔2021〕111号", "publishtime":"2021-07-09", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781050.shtml", "apploadlist":" 中国证券登记结算有限责任公司 上海证券交易所 深圳证券交易所债券质押式回购交易结算风险控制指引(2021年修订版).pdf", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781050/files/f261a73ae65d45cbac9d71d00a7f92cc.pdf" }, { "title": "关于可转换公司债券程序化交易报告工作有关事项的通知", "wenhao":"上证发〔2021〕15号", "publishtime":"2021-02-05", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781055.shtml", "apploadlist":" 上海证券交易所可转债程序化交易投资者信息报告表.xls信息报告表填报说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781055/files/109efa3bcdbb41029b7973d39f171d74.xls/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781055/files/d76e388ef2af4f97a91e0a130e596609.docx" }, { "title": "关于科创板上市公司向不特定对象发行的可转换公司债券转股环节投资者适当性管理相关事项的通知", "wenhao":"上证发〔2020〕91号", "publishtime":"2020-12-04", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781056.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于开展特定债券竞买转让有关事项的通知", "wenhao":"上证发〔2020〕48号", "publishtime":"2020-07-03", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781057.shtml", "apploadlist":" 关于××公司××年(×)期债券竞买转让的公告(格式样张).docx特定债券竞买转让结果公告(格式样张).docx特定债券竞买转让要素表(格式样张).docx特定债券竞买转让应急申报书(格式样张).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781057/files/b678cb84ca3e48eb816c1d47b4120e30.docx/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781057/files/79d721b38e554f5cbf369dd36a4a6692.docx/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781057/files/b01e11631b684d91ae39426b6922a2fd.docx/sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781057/files/2b9c6eed7dda48ecaf5da3dde36a8221.docx" }, { "title": "关于银行参与上海证券交易所债券交易结算有关事项的通知", "wenhao":"上证发〔2020〕4号", "publishtime":"2020-01-15", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781059.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于为上市期间特定债券提供转让结算服务有关事项的通知", "wenhao":"上证发〔2019〕59号", "publishtime":"2019-05-24", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781063.shtml", "apploadlist":" 特定债券转让风险揭示书(必备条款).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781063/files/c994ce20676b49c9a1e89325d94b6093.docx" }, { "title": "关于为挂牌期间特定非公开发行债券提供转让结算服务有关事项的通知", "wenhao":"上证发〔2019〕60号", "publishtime":"2019-05-24", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781060.shtml", "apploadlist":" 特定债券转让风险揭示书(必备条款).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781060/files/49f65dd4353b44cb9d94deecf8af5faa.docx" }, { "title": "上海证券交易所债券担保品处置平台服务指引", "wenhao":"上证发〔2018〕82号", "publishtime":"2018-10-16", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781051.shtml", "apploadlist":" 上海证券交易所债券担保品处置平台服务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781051/files/91125a7e3d3e4a5ba61d038734c84900.docx" }, { "title": "中国证券登记结算有限责任公司、上海证券交易所、深圳证券交易所债券质押式回购融资主体数据报送指引", "wenhao":"中国结算发字【2017】153号", "publishtime":"2017-11-17", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781042.shtml", "apploadlist":" 中国证券登记结算有限责任公司、上海证券交易所、深圳证券交易所债券质押式回购融资主体数据报送指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/currency/c/10781042/files/59d305660f454fba81f607ec0b4bf2cd.docx" }, { "title": "关于国家开发银行金融债券发行交易试点的通知", "wenhao":"上证发〔2013〕24号", "publishtime":"2013-12-24", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781066.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于试点期间上市商业银行在证券交易所参与债券交易相关事项的通知", "wenhao":"中国结算办字〔2010〕209号", "publishtime":"2010-10-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/currency/c/c_20250606_10781068.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "国债预发行", "col_id": "20667", "columnName": "tbondp2025zqgzyfx", "documents": [ { "title": "关于发布《上海证券交易所、中国证券登记结算有限责任公司国债预发行(试点)交易及登记结算业务办法》及有关事项的通知", "wenhao":"上证发〔2013〕4号", "publishtime":"2013-09-26", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/tbondp/c/c_20250606_10781072.shtml", "apploadlist":" 上海证券交易所、中国证券登记结算有限责任公司国债预发行(试点)交易及登记结算业务办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/tbondp/c/10781072/files/ea6417f2fd5b4a94abbe48bf36f28556.docx" }, ] }, { "channelName": "债券质押式三方回购", "col_id": "20668", "columnName": "tripartyrepo2025zqzqzyssfhg", "documents": [ { "title": "上海证券交易所 中国证券登记结算有限责任公司债券质押式三方回购交易及结算暂行办法", "wenhao":"上证发〔2018〕22号", "publishtime":"2018-04-24", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/tripartyrepo/c/c_20250606_10781076.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司债券质押式三方回购交易及结算暂行办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/tripartyrepo/c/10781076/files/e59b961e85f741e89c441bf7f2cf4d9d.docx" }, ] }, { "channelName": "债券质押式协议回购", "col_id": "20669", "columnName": "repurchase2025zqzqzysxyhg", "documents": [ { "title": "关于上海证券交易所债券质押式协议回购业务开展有关事项的通知", "wenhao":"上证发〔2026〕56号", "publishtime":"2026-05-22", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/repurchase/c/c_20260522_10819300.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所债券交易规则适用指引第4号——债券质押式协议回购风险管理", "wenhao":"上证发〔2022〕169号", "publishtime":"2022-12-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/repurchase/c/c_20250606_10781086.shtml", "apploadlist":" 上海证券交易所债券交易规则适用指引第4号——债券质押式协议回购风险管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/repurchase/c/10781086/files/8e78e4eded214c5f9155ed8b0c36d818.docx" }, { "title": "上海证券交易所债券质押式协议回购交易业务指引", "wenhao":"上证发〔2015〕27号", "publishtime":"2015-02-16", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/repurchase/c/c_20250606_10781084.shtml", "apploadlist":" 上海证券交易所债券质押式协议回购交易业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/repurchase/c/10781084/files/fe042238abca4dc5a1484f42b30ca054.docx" }, { "title": "上海证券交易所债券质押式协议回购交易暂行办法", "wenhao":"上证发〔2015〕26号", "publishtime":"2015-02-16", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/repurchase/c/c_20250606_10781080.shtml", "apploadlist":" 上海证券交易所债券质押式协议回购交易暂行办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/repurchase/c/10781080/files/1614576e743d439bb593a280c678435a.docx" }, ] }, { "channelName": "国债买断式回购交易", "col_id": "20670", "columnName": "outrightrepo2025zqgzmdshgjy", "documents": [ { "title": "关于上海证券交易所国债买断式回购交易参与主体认定的通知", "wenhao":"上证会字〔2004〕44号", "publishtime":"2004-11-25", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/trading/outrightrepo/c/c_20250606_10781090.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所国债买断式回购交易实施细则", "wenhao":"上证债字〔2004〕70号", "publishtime":"2004-11-23", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/outrightrepo/c/c_20250606_10781094.shtml", "apploadlist":" 上海证券交易所国债买断式回购交易实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/outrightrepo/c/10781094/files/e2fc345d77be4381baabcf57ef30b633.docx" }, ] }, { "channelName": "信用保护工具", "col_id": "20671", "columnName": "cdx2025zqxybhgj", "documents": [ { "title": "上海证券交易所信用保护工具交易业务指引(2022年修订)", "wenhao":"上证发〔2022〕110号", "publishtime":"2022-07-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/trading/cdx/c/c_20250609_10781246.shtml", "apploadlist":" 上海证券交易所信用保护工具交易业务指引(2022年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/cdx/c/10781246/files/2c0744bf1d1e4fb19f1fcb5ced7a2377.docx" }, { "title": "上海证券交易所 中国证券登记结算有限责任公司信用保护工具业务管理试点办法", "wenhao":"上证发〔2019〕7号", "publishtime":"2019-01-18", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/trading/cdx/c/c_20250609_10781266.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司信用保护工具业务管理试点办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/trading/cdx/c/10781266/files/b0d52c06b914478db64ea0f31aa8c1cb.docx" }, ] }, { "channelName": "发行承销", "col_id": "20673", "columnName": "issue2025zqfxcx", "documents": [ { "title": "上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订)", "wenhao":"上证发〔2025〕47号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/convertible/issue/c/c_20250609_10781287.shtml", "apploadlist":" 《上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订)》修订说明.docx上海证券交易所上市公司证券发行与承销业务实施细则(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/issue/c/10781287/files/ae1dcc32f56547e0a1a14e0479eb5f7e.docx/sse/lawandrules/sselawsrules2025/bond/convertible/issue/c/10781287/files/322a245a035b411a8c70749a6cecb742.docx" }, { "title": "上海证券交易所上市公司可转换公司债券发行实施细则(2018年修订)", "wenhao":"上证发〔2018〕115号", "publishtime":"2018-12-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/convertible/issue/c/c_20250609_10781288.shtml", "apploadlist":" 上海证券交易所上市公司可转换公司债券发行实施细则(2018年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/issue/c/10781288/files/9c5be570ba364ce99ac2623a7a7be9e5.docx" }, ] }, { "channelName": "上市(挂牌)", "col_id": "20674", "columnName": "listing2025zqconssgp", "documents": [ { "title": "上海证券交易所科创板股票上市规则(2026年4月修订)", "wenhao":"上证发〔2026〕43号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/convertible/listing/c/c_20260424_10817748.shtml", "apploadlist":" 上海证券交易所科创板股票上市规则(2026年4月修订).docx《上海证券交易所科创板股票上市规则(2026年4月修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/listing/c/10817748/files/c8c7c69e5ba643b5a59fc6f67eda1543.docx/sse/lawandrules/sselawsrules2025/bond/convertible/listing/c/10817748/files/88d4ddaca6174926809e47ef43ffcf10.docx" }, { "title": "上海证券交易所股票上市规则(2026年4月修订)", "wenhao":"上证发〔2026〕42号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/bond/convertible/listing/c/c_20260424_10817746.shtml", "apploadlist":" 《上海证券交易所股票上市规则(2026年4月修订)》修订说明.docx上海证券交易所股票上市规则(2026年4月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/listing/c/10817746/files/1dc20a9159154d1a94c94733d2f973bb.docx/sse/lawandrules/sselawsrules2025/bond/convertible/listing/c/10817746/files/b75aa1aa3db64d469457caf55101b1b2.docx" }, { "title": "上海证券交易所上市公司自律监管指引第12号——可转换公司债券(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/bond/convertible/listing/c/c_20250516_10787557.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第12号——可转换公司债券(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/listing/c/10787557/files/98a46b1751b44006bfec513233a5a0ec.docx" }, ] }, { "channelName": "交易", "col_id": "20675", "columnName": "trading2025zqjy", "documents": [ { "title": "关于可转换公司债券适当性管理相关事项的通知(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/convertible/trading/c/c_20250606_10782994.shtml", "apploadlist":" 关于可转换公司债券适当性管理相关事项的通知(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/trading/c/10782994/files/47db7516a59345fdb32e41a9f1ac5b7e.docx" }, { "title": "上海证券交易所可转换公司债券交易实施细则(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/bond/convertible/trading/c/c_20250606_10782995.shtml", "apploadlist":" 上海证券交易所可转换公司债券交易实施细则(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/trading/c/10782995/files/0cd49df084af4d6c913313fa4d3df3ad.docx" }, { "title": "上海证券交易所收费管理规则适用指引第1号——收费项目及标准(2023年8月修订)", "wenhao":"上证发〔2023〕137号", "publishtime":"2023-08-18", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/bond/convertible/trading/c/c_20250609_10781286.shtml", "apploadlist":" 上海证券交易所收费管理规则适用指引第1号——收费项目及标准(2023年8月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/trading/c/10781286/files/fadb7b2d32e9437fa2a58ceeb6e6460d.docx" }, { "title": "关于可转换公司债券程序化交易报告工作有关事项的通知", "wenhao":"上证发〔2021〕15号", "publishtime":"2021-02-05", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/convertible/trading/c/c_20250609_10781299.shtml", "apploadlist":" 信息报告表填报说明.docx上海证券交易所可转债程序化交易投资者信息报告表.xls", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/bond/convertible/trading/c/10781299/files/228b3cd1c5bd4213b9221669e7654e7a.docx/sse/lawandrules/sselawsrules2025/bond/convertible/trading/c/10781299/files/69a06c784d854a4991245221e19e879b.xls" }, { "title": "关于科创板上市公司向不特定对象发行的可转换公司债券转股环节投资者适当性管理相关事项的通知", "wenhao":"上证发〔2020〕91号", "publishtime":"2020-12-04", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/bond/convertible/trading/c/c_20250609_10781298.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "基金上市", "col_id": "20677", "columnName": "listing2025jjss", "documents": [ { "title": "关于交易型开放式指数基金网上现金认购业务有关事项的通知", "wenhao":"上证发〔2026〕54号", "publishtime":"2026-05-22", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/fund/listing/c/c_20260522_10819295.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所基金自律监管规则适用指引第1号——指数基金(2025年11月修订)", "wenhao":"上证发〔2025〕122号", "publishtime":"2025-11-19", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/listing/c/c_20251119_10798956.shtml", "apploadlist":" 附件:上海证券交易所基金自律监管规则适用指引第1号——指数基金(2025年11月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/listing/c/10798956/files/d8047078ec3d4c9387b6e0e291132df1.docx" }, { "title": "上海证券交易所基金自律监管规则适用指引第4号——交易型开放式基金风险管理", "wenhao":"上证发〔2025〕82号", "publishtime":"2025-07-04", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/listing/c/c_20250704_10783954.shtml", "apploadlist":" 上海证券交易所基金自律监管规则适用指引第4号——交易型开放式基金风险管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/listing/c/10783954/files/e269940ac1d24692b7582e4431e4e676.docx" }, { "title": "上海证券交易所证券投资基金上市规则(修订稿)", "wenhao":"上证债字[2007]62号", "publishtime":"2007-08-29", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/fund/listing/c/c_20250519_10779374.shtml", "apploadlist":" 上海证券交易所证券投资基金上市规则(修订稿).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/listing/c/10779374/files/0a72e8e6238644149cbd28de580a6653.docx" }, ] }, { "channelName": "基金交易", "col_id": "20678", "columnName": "trading2025jjjy", "documents": [ { "title": "上海证券交易所主动管理交易型开放式证券投资基金业务指引", "wenhao":"上证发〔2026〕64号", "publishtime":"2026-06-17", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20260617_10822565.shtml", "apploadlist":" 上海证券交易所主动管理交易型开放式证券投资基金业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10822565/files/0d65e2eaaf7640a18453e415264b10e6.docx" }, { "title": "上海证券交易所交易规则(2026年修订)", "wenhao":"上证发〔2026〕41号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20260424_10817739.shtml", "apploadlist":" 《上海证券交易所交易规则(2026年修订)》起草说明.docx《上海证券交易所交易规则(2026年修订)》暂缓实施条文.docx上海证券交易所交易规则(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10817739/files/a49178e03dbd4609a0c93b2563f906a1.docx/sse/lawandrules/sselawsrules2025/fund/trading/c/10817739/files/6b7d569ee87145298a6b135146bcf793.docx/sse/lawandrules/sselawsrules2025/fund/trading/c/10817739/files/7ffa42ba08bf4605a9e680bd38d452b4.docx" }, { "title": "上海证券交易所基金自律监管规则适用指引第2号——上市基金做市交易业务", "wenhao":"上证发〔2026〕12号", "publishtime":"2026-01-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20260130_10807555.shtml", "apploadlist":" 上海证券交易所基金自律监管规则适用指引第2号——上市基金做市交易业务.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10807555/files/2ac64d42c321440a849f6e79397dfc28.docx" }, { "title": "关于挂牌开放式基金业务办理有关事项的通知", "wenhao":"上证发〔2025〕93号", "publishtime":"2025-08-01", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250801_10787320.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于债券交易型开放式基金开展通用质押式回购交易相关事项的通知", "wenhao":"上证发〔2025〕37号", "publishtime":"2025-03-21", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250609_10781320.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于债券ETF纳入债券质押式协议回购交易的通知", "wenhao":"上证发〔2022〕73号", "publishtime":"2022-05-13", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250609_10781343.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所基金自律监管规则适用指引第3号——基金通平台份额转让", "wenhao":"上证发〔2022〕28号", "publishtime":"2022-01-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250609_10781302.shtml", "apploadlist":" 上海证券交易所基金自律监管规则适用指引第3号——基金通平台份额转让.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10781302/files/5fa5bf316a4242e49abf53fc8ce86735.docx" }, { "title": "上海证券交易所交易型开放式指数基金业务实施细则", "wenhao":"上证发〔2020〕88号", "publishtime":"2020-12-04", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250606_10781071.shtml", "apploadlist":" 上海证券交易所交易型开放式指数基金业务实施细则(2020年第二次修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10781071/files/2e8ee41d4680447089d2c01e89ec973d.docx" }, { "title": "特定机构投资者参与证券投资基金申购赎回业务指引", "wenhao":"上证发〔2020〕19号", "publishtime":"2020-03-18", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250609_10781318.shtml", "apploadlist":" 特定机构投资者参与证券投资基金申购赎回业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10781318/files/4b65eca9b42c412aa13683098897932f.docx" }, { "title": "上海证券交易所上市开放式基金业务指引", "wenhao":"上证发〔2019〕12号", "publishtime":"2019-02-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250519_10779392.shtml", "apploadlist":" 上海证券交易所上市开放式基金业务指引(2019年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10779392/files/c90cc37a89de4b808543dfa39ed8c0cc.docx" }, { "title": "上海证券交易所开放式基金业务管理办法", "wenhao":"上证发〔2014〕1号", "publishtime":"2014-01-02", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250519_10779389.shtml", "apploadlist":" 上海证券交易所开放式基金业务管理办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10779389/files/7ecfd35f90b84c609d6c443681603b52.docx" }, { "title": "上海证券交易所黄金交易型开放式证券投资基金业务指引", "wenhao":"上证基字〔2013〕149号", "publishtime":"2013-07-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250519_10779388.shtml", "apploadlist":" 黄金ETF申购、赎回业务风险揭示书必备条款.docx上海证券交易所黄金交易型开放式证券投资基金业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10779388/files/7357667ff36a47689c515b914fa41b2c.docx/sse/lawandrules/sselawsrules2025/fund/trading/c/10779388/files/e069118636464ff3987a6846cf27b6f9.docx" }, { "title": "上海证券交易所货币市场基金实时申购、赎回业务指引(试行)", "wenhao":"上证基字〔2013〕54号", "publishtime":"2013-03-04", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/fund/trading/c/c_20250519_10779390.shtml", "apploadlist":" 上海证券交易所货币市场基金实时申购、赎回业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/fund/trading/c/10779390/files/db90e9cead624a89962e8dd42799598d.docx" }, ] }, { "channelName": "公募REITs", "col_id": "20679", "columnName": "reits2025jcss", "documents": [ { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)业务办法(试行)", "wenhao":"上证发〔2025〕138号", "publishtime":"2025-12-31", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803729.shtml", "apploadlist":" 《上海证券交易所公开募集不动产投资信托基金(REITs)业务办法(试行)》修订说明.docx上海证券交易所公开募集不动产投资信托基金(REITs)业务办法(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803729/files/96d047a6a6e74db0b3e209c8bded2351.docx/sse/lawandrules/sselawsrules2025/reits/c/10803729/files/b257f7fd523949308787c3e6d4b5b5f9.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第2号——发售业务(试行)", "wenhao":"上证发〔2025〕140号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803747.shtml", "apploadlist":" 上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第2号——发售业务(试行).docx《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第2号——发售业务(试行)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803747/files/dd7c68800ed54bb8b24579a6f99a9581.docx/sse/lawandrules/sselawsrules2025/reits/c/10803747/files/d8fc625af60248d89c37d8365daeb15f.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第3号——扩募及新购入不动产(试行)", "wenhao":"上证发〔2025〕141号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803751.shtml", "apploadlist":" 上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第3号——扩募及新购入不动产(试行).docx《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第3号——扩募及新购入不动产(试行)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803751/files/939d0b9fdd1348999321cbb0927f6c6c.docx/sse/lawandrules/sselawsrules2025/reits/c/10803751/files/1ac05b8fcee546c788b833a4c5f1a371.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第4号——审核程序(试行)", "wenhao":"上证发〔2025〕142号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803758.shtml", "apploadlist":" 《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第4号——审核程序(试行)》起草说明.docx上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第4号——审核程序(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803758/files/3ff183d3c846463c9733abc885ff3d54.docx/sse/lawandrules/sselawsrules2025/reits/c/10803758/files/b03cb24520484ecfaca3dc32e04f3f40.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第5号——临时报告(试行)", "wenhao":"上证发〔2025〕143号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803760.shtml", "apploadlist":" 上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第5号——临时报告(试行).docx《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第5号——临时报告(试行)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803760/files/2e0179ab9f8d4ecead80aad8c98f2920.docx/sse/lawandrules/sselawsrules2025/reits/c/10803760/files/667cae0b05ae4869849fe7bea1e161b8.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第6号——年度报告(试行)", "wenhao":"上证发〔2025〕144号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803749.shtml", "apploadlist":" 《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第6号——年度报告(试行)》等两项指引修订说明.docx上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第6号——年度报告(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803749/files/1d2f0bb61b584cdc9eb10a0c4b37a1a7.docx/sse/lawandrules/sselawsrules2025/reits/c/10803749/files/eb6fdb66b81a4c2e87ca4c57dd0a35ac.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第7号——中期报告和季度报告(试行)", "wenhao":"上证发〔2025〕145号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803741.shtml", "apploadlist":" 《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第6号——年度报告(试行)》等两项指引修订说明.docx上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第7号——中期报告和季度报告(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803741/files/e0617547e8c145dd90f0cbccba436f58.docx/sse/lawandrules/sselawsrules2025/reits/c/10803741/files/67a65356e2694ec38460bbacdecaea70.docx" }, { "title": "上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第1号——审核关注事项(试行)", "wenhao":"上证发〔2025〕139号", "publishtime":"2025-12-31", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/reits/c/c_20251231_10803742.shtml", "apploadlist":" 《上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第1号——审核关注事项(试行)》修订说明.docx上海证券交易所公开募集不动产投资信托基金(REITs)规则适用指引第1号——审核关注事项(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/reits/c/10803742/files/2b6c70ed918a464b8b9c8f3b67265b89.docx/sse/lawandrules/sselawsrules2025/reits/c/10803742/files/94734872e7714d52b61fa4427f425546.docx" }, ] }, { "channelName": "期权", "col_id": "20680", "columnName": "option2025qq", "documents": [ { "title": "关于合格境外机构投资者和人民币合格境外机构投资者参与股票期权交易有关事项的通知", "wenhao":"上证发〔2025〕112号", "publishtime":"2025-09-30", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250930_10793586.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于上海证券交易所科创50ETF期权上市交易有关事项的通知", "wenhao":"上证发〔2023〕90号", "publishtime":"2023-06-02", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781536.shtml", "apploadlist":" 华夏科创50ETF期权合约基本条款.docx易方达科创50ETF期权合约基本条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781536/files/a059f6505e524e78b9778c60301d4e8d.docx/sse/lawandrules/sselawsrules2025/option/c/10781536/files/7af44c4f5b2f420f88a47c3d6a2872f7.docx" }, { "title": "关于上海证券交易所中证500ETF期权合约品种上市交易有关事项的通知", "wenhao":"上证发〔2022〕134号", "publishtime":"2022-09-16", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781542.shtml", "apploadlist":" 中证500ETF期权合约基本条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781542/files/bc180c893fdd414691e5b56b380de4ad.docx" }, { "title": "关于调整ETF期权持仓限额有关事项的通知", "wenhao":"上证发〔2019〕120号", "publishtime":"2019-12-19", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781543.shtml", "apploadlist":" ETF期权持仓限额调整报备表(样张).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781543/files/67d204b768444c43a6d5e620695ef38d.docx" }, { "title": "关于调整股票期权交易熔断标准和单笔申报最大数量的通知", "wenhao":"上证发〔2019〕119号", "publishtime":"2019-12-19", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781546.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于上海证券交易所沪深300ETF期权合约品种上市交易有关事项的通知", "wenhao":"上证发〔2019〕118号", "publishtime":"2019-12-17", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781547.shtml", "apploadlist":" 沪深300ETF期权合约基本条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781547/files/075381fe85c44a2796cf0ab9acf0c841.docx" }, { "title": "上海证券交易所、中国证券登记结算有限责任公司股票期权组合策略业务指引", "wenhao":"上证发〔2019〕110号", "publishtime":"2019-11-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781452.shtml", "apploadlist":" 上海证券交易所、中国证券登记结算有限责任公司股票期权组合策略业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781452/files/d75962ef0f37436fa39e066fba679edc.docx" }, { "title": "关于调整股票期权限开仓标准的通知", "wenhao":"上证发〔2019〕55号", "publishtime":"2019-05-13", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781548.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于调整上证50ETF期权合约行权价格数量及交易单笔申报最大数量的通知", "wenhao":"上证发〔2017〕73号", "publishtime":"2017-12-29", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781549.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所股票期权试点投资者适当性管理指引(2017年修订)", "wenhao":"上证发〔2017〕35号", "publishtime":"2017-06-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781453.shtml", "apploadlist":" 上海证券交易所股票期权试点投资者适当性管理指引(2017年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781453/files/733e45a7625f460facc66cff7ddcfc8b.docx" }, { "title": "关于优化不活跃期权合约结算价格计算方法的通知", "wenhao":"上证发〔2015〕100号", "publishtime":"2015-12-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781551.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所股票期权试点做市商业务指引(2015年修订)", "wenhao":"上证发〔2015〕72号", "publishtime":"2015-08-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781458.shtml", "apploadlist":" 上海证券交易所股票期权试点做市商业务指引(2015年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781458/files/4b1546824bc145d8af1aa36bedecea39.docx" }, { "title": "关于上证50ETF期权合约品种上市交易有关事项的通知", "wenhao":"上证发〔2015〕23号", "publishtime":"2015-02-03", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781552.shtml", "apploadlist":" 上证50ETF期权合约基本条款.docx上证50ETF期权切换上线技术准备要求.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781552/files/de92e48a0e164dcc93df83a6e3e97138.docx/sse/lawandrules/sselawsrules2025/option/c/10781552/files/300e387b26d94ee097b63da1d8003642.docx" }, { "title": "上海证券交易所股票期权持仓限额管理业务指引", "wenhao":"上证发〔2015〕22号", "publishtime":"2015-02-03", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781468.shtml", "apploadlist":" 上海证券交易所股票期权持仓限额管理业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781468/files/daa4f356637e4479bdeb4b133f1c3912.docx" }, { "title": "上海证券交易所股票期权交易取消审核委员会暂行规定", "wenhao":"上证发〔2015〕18号", "publishtime":"2015-01-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781450.shtml", "apploadlist":" 上海证券交易所股票期权交易取消审核委员会暂行规定.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781450/files/5ae12b5937ab4e1ab55a742111ed5663.docx" }, { "title": "关于期货公司开展股票期权及相关证券现货经纪业务有关事项的通知", "wenhao":"上证发〔2015〕17号", "publishtime":"2015-01-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/option/c/c_20250611_10781556.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所股票期权试点交易规则", "wenhao":"上证发〔2015〕7号", "publishtime":"2015-01-09", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781448.shtml", "apploadlist":" 上海证券交易所股票期权试点交易规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781448/files/0c0f89e74e9c4a5b9aa3a7acafdf5119.docx" }, { "title": "上海证券交易所、中国证券登记结算有限责任公司股票期权试点风险控制管理办法", "wenhao":"上证发〔2015〕8号", "publishtime":"2015-01-09", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781451.shtml", "apploadlist":" 上海证券交易所、中国证券登记结算有限责任公司股票期权试点风险控制管理办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781451/files/f993fec80e204f9fb013813f2b0e0c00.docx" }, { "title": "关于发布《上海证券交易所股票期权试点经纪合同示范文本》和《股票期权风险揭示书必备条款》的通知", "wenhao":"上证发〔2015〕11号", "publishtime":"2015-01-09", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/option/c/c_20250610_10781469.shtml", "apploadlist":" 上海证券交易所股票期权试点经纪合同示范文本.docx股票期权风险揭示书必备条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/option/c/10781469/files/442781acb45b43eaaca6d81f358a43cd.docx/sse/lawandrules/sselawsrules2025/option/c/10781469/files/791ad4ed7db5492cbf2c699efa8b710c.docx" }, ] }, { "channelName": "通用类", "col_id": "20682", "columnName": "universal2025tyl", "documents": [ { "title": "上海证券交易所交易规则(2026年修订)", "wenhao":"上证发〔2026〕41号", "publishtime":"2026-04-24", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20260424_10816492.shtml", "apploadlist":" 《上海证券交易所交易规则(2026年修订)》起草说明.docx《上海证券交易所交易规则(2026年修订)》暂缓实施条文.docx上海证券交易所交易规则(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10816492/files/ab05c3df001f42578790fe3b0efc1f15.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10816492/files/7476908baade49b8b14881439d2f89b6.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10816492/files/58bd5ce4dfc94b57a5391f60eb2719ab.docx" }, { "title": "关于落实《关于短线交易监管的若干规定》境外公募基金条款有关业务安排的通知", "wenhao":"上证发〔2026〕32号", "publishtime":"2026-04-07", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20260407_10814432.shtml", "apploadlist":" 基金产品账户清单.xlsx境外公募基金适用短线交易监管有关事项申请表.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10814432/files/b9a8dd8645824aba9f00d6a41e432a90.xlsx/sse/lawandrules/sselawsrules2025/trade/universal/c/10814432/files/b2cbccfff8544c6e844b6d27541df5c5.docx" }, { "title": "上海证券交易所证券交易规则适用指引第2号——沪股通投资者程序化交易报告", "wenhao":"上证发〔2025〕89号", "publishtime":"2025-07-11", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250711_10784631.shtml", "apploadlist":" 上海证券交易所证券交易规则适用指引第2号——沪股通投资者程序化交易报告.docx《上海证券交易所证券交易规则适用指引第2号——沪股通投资者程序化交易报告》起草说明.docx1-1_上海证券交易所沪股通投资者程序化交易信息报告表.xlsx1-2_《上海证券交易所沪股通投资者程序化交易信息报告表》填报说明.docx1-3_上海证券交易所沪股通投资者程序化交易报告信息填报注意事项.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10784631/files/bd1254d889b5403387137feb28a1d32d.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10784631/files/7509852cdf5f4a19909dcf727d264eab.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10784631/files/5c901343f72843b593dc2137fbe24305.xlsx/sse/lawandrules/sselawsrules2025/trade/universal/c/10784631/files/f0836291bf7e4c67a3d56ed2892ad742.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10784631/files/637c6e2f6ff4440481daa6f4057762ae.docx" }, { "title": "上海证券交易所程序化交易管理实施细则", "wenhao":"上证发〔2025〕52号", "publishtime":"2025-04-03", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781696.shtml", "apploadlist":" 《上海证券交易所程序化交易管理实施细则》起草说明.docx上海证券交易所程序化交易管理实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781696/files/391a5dfdc5ab4ce49c56d79c24c90ea4.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10781696/files/c60d05e3e84f4529956bbca3b9704170.docx" }, { "title": "关于加强程序化交易管理有关事项的通知", "wenhao":"上证发〔2023〕145号", "publishtime":"2023-09-01", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781707.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于股票程序化交易报告工作有关事项的通知", "wenhao":"上证发〔2023〕144号", "publishtime":"2023-09-01", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781705.shtml", "apploadlist":" 上海证券交易所程序化交易投资者信息报告表.xlsx《上海证券交易所程序化交易投资者信息报告表》填报说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781705/files/fe60203af5bc459eb56cc1124f63f861.xlsx/sse/lawandrules/sselawsrules2025/trade/universal/c/10781705/files/5c50468ec61547c8a0d775f2a34d9f89.docx" }, { "title": "上海证券交易所证券交易规则适用指引第1号——合格境外机构投资者和人民币合格境外机构投资者", "wenhao":"上证发〔2020〕82号", "publishtime":"2020-10-30", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781704.shtml", "apploadlist":" 上海证券交易所证券交易规则适用指引第1号——合格境外机构投资者和人民币合格境外机构投资者.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781704/files/bec2187dc83f4ae1aff77be2c7c87731.docx" }, { "title": "上海证券交易所 中国证券登记结算有限责任公司证券交易资金前端风险控制业务实施细则", "wenhao":"", "publishtime":"2017-12-01", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781698.shtml", "apploadlist":" 上海证券交易所 中国证券登记结算有限责任公司证券交易资金前端风险控制业务实施细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781698/files/1508c5eb58aa4bb9879f446d33e5c11f.docx" }, { "title": "上海证券交易所 深圳证券交易所 中国证券登记结算有限责任公司证券交易资金前端风险控制业务规则", "wenhao":"", "publishtime":"2017-12-01", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781697.shtml", "apploadlist":" 上海证券交易所、深圳证券交易所、中国证券登记结算有限责任公司证券交易资金前端风险控制业务规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781697/files/9a6c99ea00e545daa7bcf8ce631859ab.docx" }, { "title": "上海证券交易所指定交易实施细则(2015年修订)", "wenhao":"上证发〔2015〕56号", "publishtime":"2015-06-12", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781693.shtml", "apploadlist":" 上海证券交易所指定交易实施细则(2015年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781693/files/605eb660b4674d408ec479aba291aedd.docx" }, { "title": "关于修改《上海证券交易所交易规则》及《上海证券交易所参与者交易业务单元实施细则》涉及交易参与人若干条款的通知", "wenhao":"上证发〔2014〕59号", "publishtime":"2014-09-26", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781699.shtml", "apploadlist":" 上海证券交易所参与者交易业务单元实施细则(2014年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781699/files/4026291543534a3189f1d284c2a996dc.docx" }, { "title": "关于上海证券交易所调整相关业务申报时间和修改相关规则的通知", "wenhao":"上证发〔2013〕5号", "publishtime":"2013-09-30", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781710.shtml", "apploadlist":" 相关业务申报时段调整情况汇总表.docx涉及申报时间修订的若干规则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781710/files/d98c849923524df3b53729d4874dc90b.docx/sse/lawandrules/sselawsrules2025/trade/universal/c/10781710/files/8bc30e975cc04ddea65992130e1b639b.docx" }, { "title": "关于补充说明保险机构证券投资交易有关问题的通知", "wenhao":"上证会字〔2011〕36号", "publishtime":"2011-11-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781711.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于保险机构证券投资交易有关问题的通知", "wenhao":"上证会字〔2011〕24号", "publishtime":"2011-08-11", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781712.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于上市商业银行租用会员交易单元参与债券交易有关事项的通知", "wenhao":"上证债字〔2011〕65号", "publishtime":"2011-03-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781689.shtml", "apploadlist":" 上海证券交易所交易单元使用承诺书.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781689/files/1538474f97b14515b7e1de26584bd110.docx" }, { "title": "上海证券交易所交易异常情况处理实施细则(试行)", "wenhao":"上证交字〔2009〕33号", "publishtime":"2009-11-02", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781701.shtml", "apploadlist":" 《上海证券交易所交易异常情况处理实施细则(试行)》.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781701/files/b42161f8a3a5460895da4327f26ec2d7.docx" }, { "title": "上海证券交易所证券指数管理细则", "wenhao":"", "publishtime":"2007-06-19", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781702.shtml", "apploadlist":" 上海证券交易所证券指数管理细则.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/universal/c/10781702/files/550312f2f600409c9edbad91fbcce289.docx" }, { "title": "关于基金管理公司租用会员参与者交易业务单元有关事项的通知", "wenhao":"上证会字〔2007〕19号", "publishtime":"2007-05-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/universal/c/c_20250612_10781716.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "融资融券", "col_id": "20684", "columnName": "margin2025tdzdrq", "documents": [ { "title": "关于融资融券标的证券2026年第三季度定期调整有关事项的通知", "wenhao":"上证发〔2026〕101号", "publishtime":"2026-10-16", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20261016_10834885.shtml", "apploadlist":" 融资融券标的证券名单(不含注册制下首次公开发行的股票及存托凭证).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/margin/c/10834885/files/4fa11ac0f0b94a5887414a9158adc1a8.docx" }, { "title": "关于调整融资保证金比例的通知", "wenhao":"上证发〔2026〕5号", "publishtime":"2026-01-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20260114_10805174.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于调整融券交易保证金比例的通知", "wenhao":"上证发〔2024〕98号", "publishtime":"2024-07-10", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20250616_10782021.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于优化融券交易和转融通证券出借交易相关安排的通知", "wenhao":"上证发〔2023〕157号", "publishtime":"2023-10-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20250616_10782023.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所融资融券交易业务指引第1号——担保物集中度管理", "wenhao":"上证发〔2023〕70号", "publishtime":"2023-04-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20250616_10782020.shtml", "apploadlist":" 上海证券交易所融资融券交易业务指引第1号——担保物集中度管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/margin/c/10782020/files/a6eeca4fc6b24c429e4270cba140eafb.docx" }, { "title": "上海证券交易所融资融券交易实施细则(2023年修订)", "wenhao":"上证发〔2023〕41号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/margin/c/c_20250616_10782015.shtml", "apploadlist":" 上海证券交易所融资融券交易实施细则(2023年修订).docx《上海证券交易所融资融券交易实施细则(2023年修订)》起草说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/margin/c/10782015/files/697f11edc6e74e6d8cc7263dac1021e5.docx/sse/lawandrules/sselawsrules2025/trade/specific/margin/c/10782015/files/3016be867cec4dfe8bd638b0f1d2b007.docx" }, ] }, { "channelName": "转融通", "col_id": "20685", "columnName": "refinancing2025tdzrt", "documents": [ { "title": "关于暂停战略投资者在承诺的持有期限内出借获配股票的通知", "wenhao":"上证发〔2024〕11号", "publishtime":"2024-01-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/refinancing/c/c_20250616_10782028.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于优化融券交易和转融通证券出借交易相关安排的通知", "wenhao":"上证发〔2023〕157号", "publishtime":"2023-10-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/refinancing/c/c_20250616_10782029.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所转融通证券出借交易实施办法(试行)(2023年修订)", "wenhao":"上证发〔2023〕42号", "publishtime":"2023-02-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/refinancing/c/c_20250616_10782027.shtml", "apploadlist":" 《上海证券交易所转融通证券出借交易实施办法(试行)(2023年修订)》起草说明.docx上海证券交易所转融通证券出借交易实施办法(试行)(2023年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/refinancing/c/10782027/files/952f6a4a5a614ab89c5ccc385549e439.docx/sse/lawandrules/sselawsrules2025/trade/specific/refinancing/c/10782027/files/4b402915c69f453aa60940222c993599.docx" }, ] }, { "channelName": "质押式回购", "col_id": "20686", "columnName": "repo2025tdzyshg", "documents": [ { "title": "股票质押式回购交易及登记结算业务办法(2025年3月修订)", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/repo/c/c_20250617_10782110.shtml", "apploadlist":" 股票质押式回购交易及登记结算业务办法(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/repo/c/10782110/files/c2d11337b463411a81865b208c7de4d0.docx" }, { "title": "上海证券交易所股票质押式回购交易业务指引第1号——风险管理", "wenhao":"上证发〔2021〕70号", "publishtime":"2021-08-27", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/specific/repo/c/c_20250617_10782111.shtml", "apploadlist":" 上海证券交易所股票质押式回购交易业务指引第1号——风险管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/repo/c/10782111/files/56e4c14343dc474e9fbb4094ac0f35be.docx" }, { "title": "关于股票质押式回购交易相关事项的通知", "wenhao":"上证发〔2019〕6号", "publishtime":"2019-01-18", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/repo/c/c_20250617_10782114.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "质押式报价回购", "col_id": "20687", "columnName": "pricerepo2025tdzysbjhg", "documents": [ { "title": "关于扩大质押式报价回购业务质押券范围有关事项的通知", "wenhao":"上证发〔2015〕82号", "publishtime":"2015-10-09", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/c_20250617_10782117.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于调整质押式报价回购质押券折算率(值)有关事项的通知", "wenhao":"上证函〔2014〕25号", "publishtime":"2014-01-16", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/c_20250617_10782122.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于调整质押式报价回购业务质押登记方式相关事项的通知", "wenhao":"上证发〔2013〕14号", "publishtime":"2013-11-27", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/c_20250617_10782124.shtml", "apploadlist":" 债券质押式报价回购业务数据接口(参与人).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/10782124/files/1513255729a147f48e19f7a9605ce352.docx" }, { "title": "关于发布《质押式报价回购交易及登记结算业务办法》及其有关事项的通知", "wenhao":"上证交字〔2013〕25号", "publishtime":"2013-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/c_20250617_10782115.shtml", "apploadlist":" 质押式报价回购交易及登记结算业务办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/pricerepo/c/10782115/files/b2f52539e7904981b4e35fac53086ae2.docx" }, ] }, { "channelName": "约定购回", "col_id": "20688", "columnName": "promise2025tdydgh", "documents": [ { "title": "约定购回式证券交易及登记结算业务办法(2025年3月修订)", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/promise/c/c_20250617_10782130.shtml", "apploadlist":" 约定购回式证券交易及登记结算业务办法(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/promise/c/10782130/files/03c67a02aa00488b9b58aad9941f1993.docx" }, ] }, { "channelName": "协议转让", "col_id": "20689", "columnName": "xyzr2025tdxyzr", "documents": [ { "title": "上海证券交易所上市公司股份协议转让业务办理指引(2025年修订)", "wenhao":"上证发〔2025〕103号", "publishtime":"2025-09-05", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/specific/xyzr/c/c_20250905_10790679.shtml", "apploadlist":" 上海证券交易所上市公司股份协议转让业务办理指引(2025年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/xyzr/c/10790679/files/3eb580e348644df7910dc31b5034ed7e.docx" }, { "title": "关于通过协议转让方式进行股票质押式回购交易违约处置相关事项的通知", "wenhao":"上证发〔2020〕28号", "publishtime":"2020-04-17", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/trade/specific/xyzr/c/c_20250617_10782135.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上市公司流通股协议转让业务办理暂行规则", "wenhao":"", "publishtime":"2006-08-14", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/xyzr/c/c_20250617_10782131.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上市公司非流通股股份转让业务办理实施细则", "wenhao":"", "publishtime":"2004-12-31", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/xyzr/c/c_20250617_10782132.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上市公司非流通股股份转让业务办理规则", "wenhao":"", "publishtime":"2004-12-15", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/trade/specific/xyzr/c/c_20250617_10782133.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "其他", "col_id": "20690", "columnName": "others2025tdqt", "documents": [ { "title": "上海证券交易所资产管理计划份额转让业务指引", "wenhao":"上证发〔2014〕19号", "publishtime":"2014-04-04", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/trade/specific/others/c/c_20250617_10782136.shtml", "apploadlist":" 资产管理计划份额转让风险揭示书必备条款.docx上海证券交易所资产管理计划份额转让业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/trade/specific/others/c/10782136/files/c955011c2c8349bc85c292c0ef18bd78.docx/sse/lawandrules/sselawsrules2025/trade/specific/others/c/10782136/files/677fcf89491c4ae5852cdb3822746af9.docx" }, ] }, { "channelName": "沪港通", "col_id": "20692", "columnName": "hkexsc2025kjhgt", "documents": [ { "title": "上海证券交易所港股通交易风险揭示书必备条款(2026年修订)", "wenhao":"上证发〔2026〕62号", "publishtime":"2026-06-05", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20260605_10820839.shtml", "apploadlist":" 上海证券交易所港股通交易风险揭示书必备条款(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/hkexsc/c/10820839/files/13db9081acaf429ab5a5f1589d578e05.docx" }, { "title": "香港中央结算有限公司参与沪股通上市公司网络投票实施指引(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250612_10781714.shtml", "apploadlist":" 香港中央结算有限公司参与沪股通上市公司网络投票实施指引(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/hkexsc/c/10781714/files/6af176786d5243dc92807cca6aaa5495.docx" }, { "title": "关于沪港通交易信息披露机制调整相关事项的通知", "wenhao":"上证发〔2024〕106号", "publishtime":"2024-07-26", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250613_10781806.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所沪港通业务实施办法(2024年修订)", "wenhao":"上证发〔2024〕76号", "publishtime":"2024-06-14", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20251017_10795123.shtml", "apploadlist":" 《上海证券交易所沪港通业务实施办法(2024年修订)》起草说明.docx《上海证券交易所沪港通业务实施办法(2024年修订)》施行衔接安排.docx上海证券交易所沪港通业务实施办法(2024年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/hkexsc/c/10795123/files/1e60095243c44bc2a06f1d0b417b88f4.docx/sse/lawandrules/sselawsrules2025/global/hkexsc/c/10795123/files/92b31f4920bc4579820a72c6c4b2843e.docx/sse/lawandrules/sselawsrules2025/global/hkexsc/c/10795123/files/2ad73fe12ffa4910b352ebceda89a23d.docx" }, { "title": "关于新增港股通交易日相关事项的通知", "wenhao":"上证发〔2023〕9号", "publishtime":"2023-01-19", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250613_10781807.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于发布《上海证券交易所港股通委托协议必备条款(2022年修订)》和《上海证券交易所港股通交易风险揭示书必备条款(2022年修订)》的通知", "wenhao":"上证发〔2022〕97号", "publishtime":"2022-06-24", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250612_10781684.shtml", "apploadlist":" 上海证券交易所港股通委托协议必备条款(2022年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/hkexsc/c/10781684/files/380a7dd962c5423e900dd3d1f5d08a8d.docx" }, { "title": "关于互联互通机制港股通股票调入相关安排的通知", "wenhao":"上证发〔2018〕51号", "publishtime":"2018-07-14", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250613_10781808.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所港股通投资者适当性管理指引(2017年修订)", "wenhao":"上证发〔2017〕35号", "publishtime":"2017-06-28", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250612_10781688.shtml", "apploadlist":" 上海证券交易所港股通投资者适当性管理指引(2017年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/hkexsc/c/10781688/files/9b15f8b138714693bd92d418e7e2d135.docx" }, { "title": "关于启动沪港通试点有关事项的通知", "wenhao":"上证发〔2014〕69号", "publishtime":"2014-11-10", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/global/hkexsc/c/c_20250613_10781809.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "互联互通存托凭证", "col_id": "20693", "columnName": "slsc2025kjhlht", "documents": [ { "title": "上海证券交易所与境外证券交易所互联互通存托凭证上市交易暂行办法(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250613_10781812.shtml", "apploadlist":" 上海证券交易所与境外证券交易所互联互通存托凭证上市交易暂行办法(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10781812/files/f9c8cad3de9b45d8815f674c6080056c.docx" }, { "title": "上海证券交易所互联互通存托凭证业务指引第2号——中国存托凭证做市", "wenhao":"上证发〔2022〕39号", "publishtime":"2022-03-25", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250613_10781813.shtml", "apploadlist":" 上海证券交易所互联互通存托凭证业务指引第2号——中国存托凭证做市.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10781813/files/2aad97dea8954f618c04f53709d45ba3.docx" }, { "title": "上海证券交易所互联互通存托凭证业务指引第1号——存托凭证跨境转换", "wenhao":"上证发〔2022〕38号", "publishtime":"2022-03-25", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250613_10781815.shtml", "apploadlist":" 上海证券交易所互联互通存托凭证业务指引第1号——存托凭证跨境转换.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10781815/files/1fa077cf6a9e41879b3e359deb21cee7.docx" }, { "title": "上海证券交易所与伦敦证券交易所互联互通中国存托凭证上市预审核业务指引", "wenhao":"上证发〔2018〕88号", "publishtime":"2018-11-02", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250616_10782011.shtml", "apploadlist":" 上海证券交易所与伦敦证券交易所互联互通中国存托凭证上市预审核业务指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10782011/files/2a8f839786344bf0a312e64c6dc4de40.docx" }, { "title": "上海证券交易所与伦敦证券交易所互联互通中国存托凭证交易风险揭示书必备条款", "wenhao":"上证发〔2018〕91号", "publishtime":"2018-11-02", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250616_10782013.shtml", "apploadlist":" 上海证券交易所与伦敦证券交易所互联互通中国存托凭证交易风险揭示书必备条款.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10782013/files/a88b7cdece7940f5a6be7ddda0b2ade5.docx" }, { "title": "上海证券交易所与伦敦证券交易所互联互通中国存托凭证上市公告书内容与格式指引", "wenhao":"上证发〔2018〕92号", "publishtime":"2018-11-02", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/global/slsc/c/c_20250616_10782012.shtml", "apploadlist":" 上海证券交易所与伦敦证券交易所互联互通中国存托凭证上市公告书内容与格式指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/global/slsc/c/10782012/files/d107ca02e7a043c581f15d9b4ee1fe7e.docx" }, ] }, { "channelName": "会员管理", "col_id": "20695", "columnName": "personnel2025hygl", "documents": [ { "title": "上海证券交易所会员管理规则适用指引第1号——会员交易及相关系统管理(2025年7月修订)", "wenhao":"上证发〔2025〕84号", "publishtime":"2025-07-04", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250704_10783964.shtml", "apploadlist":" 上海证券交易所会员管理规则适用指引第1号——会员交易及相关系统管理(2025年7月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/personnel/c/10783964/files/b0c58abf79494b088d3af4d59938c98f.docx" }, { "title": "上海证券交易所会员管理规则(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250625_10782988.shtml", "apploadlist":" 上海证券交易所会员管理规则(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/personnel/c/10782988/files/789aa0a7b53943a38b2dddec6b480212.docx" }, { "title": "上海证券交易所会员管理规则适用指引第4号——会员违规行为监管", "wenhao":"上证发〔2023〕80号", "publishtime":"2023-05-12", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250611_10781576.shtml", "apploadlist":" 上海证券交易所会员管理规则适用指引第4号——会员违规行为监管 .docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/personnel/c/10781576/files/47fe671a84e948428af3572828e423b7.docx" }, { "title": "上海证券交易所会员管理规则适用指引第3号——会籍业务联络人管理", "wenhao":"上证发〔2023〕3号", "publishtime":"2023-01-13", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250611_10781574.shtml", "apploadlist":" 上海证券交易所会员管理规则适用指引第3号——会籍业务联络人管理.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/personnel/c/10781574/files/08218e2d4e7d48ea90d818223c3c3a91.docx" }, { "title": "上海证券交易所境外特别会员管理暂行规定", "wenhao":"上证法字〔2002〕4号", "publishtime":"2002-07-24", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250611_10781570.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所境外证券经营机构申请B股席位暂行办法", "wenhao":"上证会字[2002]99号", "publishtime":"2002-07-17", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/member/personnel/c/c_20250611_10781569.shtml", "apploadlist":" ", "apploadlisturl":" " }, ] }, { "channelName": "适当性管理", "col_id": "20696", "columnName": "adequacy2025hysdxgl", "documents": [ { "title": "上海证券交易所会员投资者教育工作指引", "wenhao":"上证发〔2019〕56号", "publishtime":"2019-05-15", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/member/adequacy/c/c_20250612_10781671.shtml", "apploadlist":" 上海证券交易所会员投资者教育工作指引.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/adequacy/c/10781671/files/ac6772dfb3de483d9ff516ed9ca7f846.docx" }, { "title": "上海证券交易所投资者适当性管理办法(2017年修订)", "wenhao":"上证发〔2017〕35号", "publishtime":"2017-06-28", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/member/adequacy/c/c_20250612_10781670.shtml", "apploadlist":" 上海证券交易所投资者适当性管理办法(2017年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/member/adequacy/c/10781670/files/42516ff922dd4e4a818b4bfff70612aa.docx" }, ] }, { "channelName": "纪律处分与复核", "col_id": "20697", "columnName": "disciplinary2025jlcfyfh", "documents": [ { "title": "上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订)", "wenhao":"上证发〔2026〕20号", "publishtime":"2026-02-06", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20260206_10808817.shtml", "apploadlist":" 《上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订)》修订说明.docx上海证券交易所证券发行与承销规则适用指引第2号——发行承销违规行为监管(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10808817/files/ef6e9763067f466b9dfbe87998524534.docx/sse/lawandrules/sselawsrules2025/disciplinary/c/10808817/files/c5e27e5efbd44d2c9950b3e2cfa5b504.docx" }, { "title": "上海证券交易所自律管理听证实施细则(2026年修订)", "wenhao":"上证发〔2026〕10号", "publishtime":"2026-01-27", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20260127_10807097.shtml", "apploadlist":" 上海证券交易所自律管理听证实施细则(2026年修订).docx《上海证券交易所自律管理听证实施细则(2026年修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10807097/files/2e5995b0f9bf4d888b47118cbe5d573d.docx/sse/lawandrules/sselawsrules2025/disciplinary/c/10807097/files/dd429cc42db44716b8fce9db3861b4a6.docx" }, { "title": "上海证券交易所纪律处分和监管措施实施办法(2026年修订)", "wenhao":"上证发〔2026〕9号", "publishtime":"2026-01-27", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20260127_10807093.shtml", "apploadlist":" 上海证券交易所纪律处分和监管措施实施办法(2026年修订).docx《上海证券交易所纪律处分和监管措施实施办法(2026年修订)》修订说明.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10807093/files/de124872f0694c1faf5bf6877667be76.docx/sse/lawandrules/sselawsrules2025/disciplinary/c/10807093/files/ec77b8a3f8224b8893d1a33467a4e641.docx" }, { "title": "上海证券交易所上市公司自律监管指引第10号——纪律处分实施标准(2025年3月修订)", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20250516_10782991.shtml", "apploadlist":" 上海证券交易所上市公司自律监管指引第10号——纪律处分实施标准(2025年3月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10782991/files/64405b6870c644d588019f2c17796107.docx" }, { "title": "上海证券交易所会员管理规则适用指引第4号——会员违规行为监管", "wenhao":"上证发〔2023〕80号", "publishtime":"2023-05-12", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20250611_10781567.shtml", "apploadlist":" 上海证券交易所会员管理规则适用指引第4号——会员违规行为监管.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10781567/files/56e7d41409a04d1a89e314012acb6907.docx" }, { "title": "上海证券交易所复核实施办法(2022年修订)", "wenhao":"上证发〔2022〕126号", "publishtime":"2022-08-12", "level":"基本业务规则", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20250611_10781566.shtml", "apploadlist":" 上海证券交易所复核实施办法(2022年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10781566/files/32639bf197d848aa8689512dff09b4c5.docx" }, { "title": "上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行)", "wenhao":"上证发〔2022〕128号", "publishtime":"2022-08-12", "level":"自律监管指引", "url":"/lawandrules/sselawsrules2025/disciplinary/c/c_20250611_10781564.shtml", "apploadlist":" 上海证券交易所债券自律监管规则适用指引第3号——公司债券和资产支持证券自律监管措施实施标准(试行).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/disciplinary/c/10781564/files/bda2cf34157f47e4b9c23983d82f2e8b.docx" }, ] }, { "channelName": "交易收费", "col_id": "20698", "columnName": "charge2025jysf", "documents": [ { "title": "关于暂免收取部分2026年度费用的通知", "wenhao":"上证发〔2025〕131号", "publishtime":"2025-12-26", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/charge/c/c_20251226_10803001.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "关于暂免收取部分2025年度费用的通知", "wenhao":"上证发〔2024〕159号", "publishtime":"2024-12-27", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/charge/c/c_20250610_10781465.shtml", "apploadlist":" ", "apploadlisturl":" " }, { "title": "上海证券交易所收费管理规则适用指引第1号——收费项目及标准(2023年8月修订)", "wenhao":"上证发〔2023〕137号", "publishtime":"2023-08-18", "level":"业务指引", "url":"/lawandrules/sselawsrules2025/charge/c/c_20250610_10781461.shtml", "apploadlist":" 上海证券交易所收费管理规则适用指引第1号——收费项目及标准(2023年8月修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/charge/c/10781461/files/6ead9e7d60e14272a19cd75b622dd2ef.docx" }, { "title": "上海证券交易所收费管理办法", "wenhao":"上证发〔2020〕34号", "publishtime":"2020-04-30", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/charge/c/c_20250610_10781459.shtml", "apploadlist":" 上海证券交易所收费管理办法.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/charge/c/10781459/files/eea45170b41b41009db3506f8da96b78.docx" }, ] }, { "channelName": "其他业务规则", "col_id": "20699", "columnName": "other2025qtywgz", "documents": [ { "title": "上海证券交易所投资者服务热线工作办法(2026年修订)", "wenhao":"上证发〔2026〕34号", "publishtime":"2026-04-10", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/other/c/c_20260410_10814834.shtml", "apploadlist":" 上海证券交易所投资者服务热线工作办法(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10814834/files/c7814905191b4cc2ba77f6cf42cd94bb.docx" }, { "title": "上海证券交易所举报工作办法(2026年修订)", "wenhao":"上证发〔2026〕33号", "publishtime":"2026-04-10", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/other/c/c_20260410_10814811.shtml", "apploadlist":" 上海证券交易所举报工作办法(2026年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10814811/files/c27eeb9772a24b25a7618a75f3e55a3e.docx" }, { "title": "关于修改《上海市场首次公开发行股票网上发行实施细则》等5项业务规则的通知", "wenhao":"上证发〔2025〕43号", "publishtime":"2025-03-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/other/c/c_20250514_10778836.shtml", "apploadlist":" 业务规则修改清单.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10778836/files/011447c870fa4e4bb7d95b8736ae4928.docx" }, { "title": "关于修改部分业务规则和业务指南的通知", "wenhao":"上证发〔2025〕42号", "publishtime":"2025-03-28", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/other/c/c_20250514_10778834.shtml", "apploadlist":" 业务规则修改清单.docx业务指南修改清单.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10778834/files/f84058aa8cd6455289fd618b44e82d1e.docx/sse/lawandrules/sselawsrules2025/other/c/10778834/files/cc8713c88413494c88d8c8103a4bd34f.docx" }, { "title": "上海证券交易所信访工作办法(2024年修订)", "wenhao":"上证发〔2024〕63号", "publishtime":"2024-05-15", "level":"业务细则", "url":"/lawandrules/sselawsrules2025/other/c/c_20250612_10781676.shtml", "apploadlist":" 上海证券交易所信访工作办法(2024年修订).docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10781676/files/f34f453d2d854136b2d10281208a6bc9.docx" }, { "title": "关于修改、废止部分业务规则和业务指南的通知", "wenhao":"上证发〔2023〕138号", "publishtime":"2023-08-25", "level":"业务通知", "url":"/lawandrules/sselawsrules2025/other/c/c_20250514_10778832.shtml", "apploadlist":" 同步废止的业务规则、业务指南清单.docx", "apploadlisturl":" /sse/lawandrules/sselawsrules2025/other/c/10778832/files/dcb57907c5c94d6a84eacde223bbafbb.docx" }, ] }, ]