Documents required for new member application
交易所会员制介绍
Document of CSRC to approve the establishment of the company
Document of CSRC to approve the establishment of business office
Application for membership (affixed with the company's seal)
Membership application form (Form 1, 2, 3)
Company's business permit and license (duplicate, affixed with company's seal)
Business office's business permit and license(duplicate, affixed with the company's seal)
CV of legal person and major responsible person
Company's constitution and rules and regulations
Audited financial statement in the last two years
Documents required for registration of new business office
交易所会员制介绍
Document of CSRC to approve the establishment of new business office
Application for registration of new business office (affixed with the company's seal)
Business office's securities business permit and business license (duplicate, affixed with the company's seal)
Tonfirmation letter for business office's basic information
Application for seat linkage(change)
Application for debt clearing seat change
Application form for business office's seat change (registration)
Documents required for new seat application
交易所会员制介绍
Document of CSRC to approve the establishment of new business office
Application for new seat
Business office's securities business permit and business license
Confirmation letter for business office's basic information
Application form for seat linkage (change)
Application form for debt clearing seat change
Application form for business office's seat change (registration)
Documents required for seat resumption
交易所会员制介绍
Application for seat resumption
Registration form for seat resumption
Registration form for seat linkage (change)
Confirmation letter for business office’s basic information
Documents required for application for special seat of equity mortgage
交易所会员制介绍
Document of PBOC to approve the equity mortgage business
Authorized letter of PBOC to deal in equity mortgage business
Application for special seat
Business license
Documents of internal control system and unified credit system
Profile of related department and executives
Overview of business management information system
Confirmation letter for business office's basic information
Application form for seat linkage (change)
Application form for debt clearing seat change
Registration form for business office's seat change (registration)
Documents required for member's name change application
交易所会员制介绍
Document of PBOC to approve the equity mortgage business
Authorized letter of PBOC to deal in equity mortgage business
Document of CSRC to approve company's name change
Application for company's name change
Application (name change) form for SSE member
Company's securities business permit and business license after name change
Business office's securities business permit and business license after name change
CV of legal person and major responsible person
Company's constitution and rules and regulations
Documents required for business office's name change
交易所会员制介绍
Document of authorized department of CSRC to approve business office's name change
Company's application
Business offices' securities business permit and business license after name change
Application form for seat linkage (change)
Confirmation letter for business office's basic information
(change) Registration form for business office's seat
Documents required for seat transfer application
交易所会员制介绍
Application for seat transfer (sealed by both parties)
Business offices' securities business permit and business license
Seat transfer agreement
Application form for seat linkage (change)
Confirmation letter for business office's basic information
(change) Registration form for business office's seat
Application form for debt clearing seat change (between different members)
Note:
Documents required for application of member seat rented by fund management company
交易所会员制介绍
Member's application
Fund management company's application
Member company's securities business permit and business license
Application for seat transfer (sealed by both parties)
Fund management company's business permit and license
Seat rent agreement between fund management company and securities firm
Registration form for seat specially used by fund management company
Seat linkage (change) form (completed by both parties)
Confirmation form for fund clearing
Confirmation form for debt clearing change
Documents required for membership cancellation
交易所会员制介绍
Document of PBOC/CSRC to cancel the company
Application for membership cancellation
Registration form for business office's seat (change) registration
Documents required for cancellation of business office
交易所会员制介绍
Member's application for cancellation of business office
Application form for seat linkage (change)
Business office' seat change (registration) form
Documents required for seat cancellation
交易所会员制介绍
Member's application for seat cancellation
Application form for seat linkage (change)
Business office' seat change (registration) form
Documents required for seat suspension
交易所会员制介绍
Member's application for seat suspension
Registration form for member seat suspension
Application form for seat linkage (change)
